Forms on this website are PDFs with fillable fields. Forms should be downloaded to your computer before filling in the fields.I am pleased to provide this booklet on the Illinois Securities Law of 1953, including amendments through Aug. What Is a Listing Agreement? A listing agreement is a legal document between a property owner (seller) and a licensed real estate broker. By: (Name and Title). A exclusive listing agreement is a legal contract between a property owner and a real estate agent that gives the agent exclusive rights to sell the property. To margin assets in the form of securities that are not Government securities or GSE debt securities, the. List of Certified Companies. The debt securities are expected to begin trading on the Nasdaq Bond Exchange on December 24, 2018.