In this video I wanted to show you exactly how to navigate the new listing agreement how to go over with your client and to sound like an expert. Except as set forth in the Continuing Disclosure Agreement, a form of which is attached as.The form allows the broker and their agents to locate a trust deed investor and arrange a sale of the note and trust deed. Securities and Exchange Commission (SEC): The federal agency that oversees and regulates stock, bond and other financial market participants.