Complete all sections of the Brokerage Option. Application. A 1031 Exchange (also known as a like-kind exchange) is a means of deferring capital gains taxes on real estate held for investment.We receive payments for our brokerage services through three main sources: clients, third-party funds and service providers, and our parent company, VGI. Learn about opening a self-directed traditional, Roth, SEP, or rollover IRA, or transfer an existing IRA. You'll also get the forms you need. Filed with the Securities and Exchange Commission. Investment options are offered through a group variable annuity contract (Forms 902GAQC09, 903GAQC14, 903. However, they charge for other services. Complete a form, or fill out the appropriate section of your account registration form. After the service is set up on your account, you can redeem shares by.