This form is an Asset Purchase Agreement. The buyer agrees to purchase from the seller certain assets which are listed in the agreement. The form also provides a listing of certain assets which will be excluded from the sale. The form must be signed in the presence of a notary public.
Sale Of Business Assets Agreement With Broker Dealer In Utah
Category:
State:
Multi-State
Control #:
US-00418
Format:
Word;
Rich Text
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Appendix A: Site References; Legal Description. Dealer applicant must file the following items with the CRD: Form BD Uniform Application for BrokerDealer Registration.Available from FINRA or SEC. The buyer agency agreement also called the buyer broker agreement. I find that buyers are sometimes hesitant to enter into a buyer agency agreement.