The New Hampshire Wholesale Agreement between Lincoln Life and Annuity Co. of New York, Lincoln Financial Advisors Corp., and Delaware Distributors, LP is a comprehensive agreement that outlines the terms and conditions for wholesale distribution of financial products and services in the state of New Hampshire. This agreement is specifically designed to facilitate the partnership between these entities and ensures regulatory compliance, mutual cooperation, and transparency in their business dealings. The agreement covers various aspects related to wholesale distribution, including but not limited to: 1. Product Offering: The agreement specifies the types of financial products and services that can be distributed under this wholesale arrangement. These may include life insurance policies, annuities, investment products, retirement plans, and other related offerings. 2. Distribution Channels: It outlines the authorized distribution channels through which the products and services can be marketed and sold. This may include independent financial advisors, broker-dealers, financial institutions, and other licensed entities. 3. Licensing and Registration: The agreement ensures that all parties involved hold the necessary licenses and registrations required by the regulatory authorities to conduct wholesale distribution activities in New Hampshire. It emphasizes adherence to applicable laws, regulations, and guidelines governing the sale and distribution of financial products. 4. Compensation and Fees: It details the compensation structure and fee arrangements between the entities involved in the wholesale agreement. This may include commissions, fees, bonuses, and other incentives for the promotion and sale of products and services. 5. Compliance and Reporting: The agreement emphasizes the importance of compliance with industry standards, legal requirements, and internal policies. It mandates regular reporting, audits, and inspections to maintain transparency and ensure regulatory compliance. Additionally, if there are different types of New Hampshire Wholesale Agreements between these entities, they may include specialized agreements tailored to specific product lines, target markets, or distribution channels. For example, there could be separate agreements for life insurance products, annuities, mutual funds, or retirement plans. These agreements may have distinct terms and conditions based on the unique characteristics and regulatory considerations associated with each financial product category. In summary, the New Hampshire Wholesale Agreement between Lincoln Life and Annuity Co. of New York, Lincoln Financial Advisors Corp., and Delaware Distributors, LP establishes a comprehensive framework for wholesale distribution in the state. It ensures collaboration, compliance, and mutual growth opportunities for all parties involved while prioritizing the interests of their clients and the regulatory authorities.
New Hampshire Wholesale Agreement between Lincoln Life and Annuity Co. of New York, Lincoln Financial Advisors Corp. and Delaware Distributors, LP
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