This document is an Investment Advisory Agreement that appoints the investment advisor as attorney-in-fact to the trustee. It details the duties and obligations of the investment advisor and provides indemnity to the advisor. It also spells out the duration and termination of the agreement and the governing law of the agreement.
The Oklahoma Investment Advisory Agreement is a legally binding contract that establishes the relationship between a financial advisor or investment advisor and their client within the state of Oklahoma. This agreement outlines the terms and conditions under which the investment advisory services will be provided. In terms of the scope of services, the Oklahoma Investment Advisory Agreement covers various aspects such as portfolio management, financial planning, investment recommendations, asset allocation, and other related financial advisory services. The agreement typically starts with a preamble that identifies the parties involved, including the investment advisor or firm and the client seeking advisory services. Next, the agreement outlines the duties and responsibilities of the investment advisor. These may include conducting thorough due diligence, providing investment recommendations based on the client's financial goals, risk tolerance, and investment objectives, and periodically reviewing and adjusting investment strategies as necessary. The agreement also specifies the compensation structure and fee arrangement between the investment advisor and the client. This is an essential part as it clarifies whether the advisor charges a flat fee, an hourly rate, a percentage of assets under management (AUM), or a combination of these. It may also detail any additional charges or expenses for specific services or transactions. Additionally, details regarding the duration or term of the agreement are included. This could be an ongoing agreement, renewable annually or on a specific date, or for a fixed term as agreed upon by both parties. Furthermore, the Oklahoma Investment Advisory Agreement often addresses confidentiality and the protection of client information. It emphasizes the advisor's obligation to maintain the privacy and security of client data. In Oklahoma, there are no specific named sub-types of investment advisory agreements. However, variations in the terms and conditions may arise based on the specific investment advisor or firm, their expertise, and the services they offer. Some advisors may specialize in retirement planning, estate planning, or socially responsible investing, while others may focus on specific industries or investment vehicles. Overall, the Oklahoma Investment Advisory Agreement is a comprehensive document that establishes the client-advisor relationship, outlines the services and compensation structure, and sets expectations for both parties. It provides a clear framework for conducting investment advisory services while ensuring compliance with applicable regulations and laws.The Oklahoma Investment Advisory Agreement is a legally binding contract that establishes the relationship between a financial advisor or investment advisor and their client within the state of Oklahoma. This agreement outlines the terms and conditions under which the investment advisory services will be provided. In terms of the scope of services, the Oklahoma Investment Advisory Agreement covers various aspects such as portfolio management, financial planning, investment recommendations, asset allocation, and other related financial advisory services. The agreement typically starts with a preamble that identifies the parties involved, including the investment advisor or firm and the client seeking advisory services. Next, the agreement outlines the duties and responsibilities of the investment advisor. These may include conducting thorough due diligence, providing investment recommendations based on the client's financial goals, risk tolerance, and investment objectives, and periodically reviewing and adjusting investment strategies as necessary. The agreement also specifies the compensation structure and fee arrangement between the investment advisor and the client. This is an essential part as it clarifies whether the advisor charges a flat fee, an hourly rate, a percentage of assets under management (AUM), or a combination of these. It may also detail any additional charges or expenses for specific services or transactions. Additionally, details regarding the duration or term of the agreement are included. This could be an ongoing agreement, renewable annually or on a specific date, or for a fixed term as agreed upon by both parties. Furthermore, the Oklahoma Investment Advisory Agreement often addresses confidentiality and the protection of client information. It emphasizes the advisor's obligation to maintain the privacy and security of client data. In Oklahoma, there are no specific named sub-types of investment advisory agreements. However, variations in the terms and conditions may arise based on the specific investment advisor or firm, their expertise, and the services they offer. Some advisors may specialize in retirement planning, estate planning, or socially responsible investing, while others may focus on specific industries or investment vehicles. Overall, the Oklahoma Investment Advisory Agreement is a comprehensive document that establishes the client-advisor relationship, outlines the services and compensation structure, and sets expectations for both parties. It provides a clear framework for conducting investment advisory services while ensuring compliance with applicable regulations and laws.
Para su conveniencia, debajo del texto en español le brindamos la versión completa de este formulario en inglés. For your convenience, the complete English version of this form is attached below the Spanish version.
