This form is an agreement between an independent investment agent (or consultant) and a corporation whereby the investment agent actually holds the investments as well as makes them for the client. We are assuming that the investment agent is duly licensed to perform this activity and will make any necessary filings with the state of California and the United States.
The Clovis California Agreement for Services of Investment Agent with Agent to Purchase and Sell Investments for the Benefit of the Client is a legally binding contract that outlines the terms and conditions under which an investment agent will provide their services to a client in the city of Clovis, California. This agreement establishes a relationship in which the investment agent acts on behalf of the client to buy and sell investments with the goal of benefiting the client's financial interests. Keywords: 1. Clovis California: The agreement specifically pertains to the city of Clovis, California, indicating that the services and transactions outlined in the agreement will be conducted within the legal and regulatory framework of the state of California. 2. Agreement for Services: The contract outlines the scope of services provided by the investment agent, indicating the specific responsibilities and duties they undertake on behalf of the client. 3. Investment Agent: The agreement establishes the role of the investment agent, who acts as a representative of the client and possesses the knowledge and expertise necessary to make informed investment decisions. 4. Agent to Purchase and Sell Investments: The investment agent is entrusted with the authority to execute transactions to acquire and dispose of investments on behalf of the client, implying that they have the power to make investment decisions without the client's prior approval. 5. Benefit of Client: The primary objective of the investment agent's actions and decisions is to serve the best interests of the client, ensuring that their financial goals and objectives are met through successful investment activities. Types of Clovis California Agreements for Services of Investment Agent with Agent to Purchase and Sell Investments for the Benefit of the Client: 1. Individual Client Agreement: This type of agreement is made between an investment agent and an individual client, outlining the services to be provided and the specific terms and conditions applicable to that client. 2. Corporate Client Agreement: In this case, the agreement is made with a corporate entity in Clovis, California. It specifies the services to be provided and any additional requirements or provisions specific to a company's investment needs. 3. Non-profit Organization Agreement: This type of agreement is tailored to non-profit organizations operating in Clovis, California, and outlines the services to be provided by the investment agent to further the organization's financial goals while adhering to any regulations unique to non-profit entities. 4. Limited Scope Agreement: This agreement limits the scope of the investment agent's services to a specific investment category, asset class, or set of predefined investment options, depending on the client's preferences and investment goals. It is designed to cater to clients with specific investment needs or restrictions. Note: These are hypothetical examples of different types of agreements based on the given information. The actual types of agreements may vary based on the specific requirements and preferences of the parties involved.The Clovis California Agreement for Services of Investment Agent with Agent to Purchase and Sell Investments for the Benefit of the Client is a legally binding contract that outlines the terms and conditions under which an investment agent will provide their services to a client in the city of Clovis, California. This agreement establishes a relationship in which the investment agent acts on behalf of the client to buy and sell investments with the goal of benefiting the client's financial interests. Keywords: 1. Clovis California: The agreement specifically pertains to the city of Clovis, California, indicating that the services and transactions outlined in the agreement will be conducted within the legal and regulatory framework of the state of California. 2. Agreement for Services: The contract outlines the scope of services provided by the investment agent, indicating the specific responsibilities and duties they undertake on behalf of the client. 3. Investment Agent: The agreement establishes the role of the investment agent, who acts as a representative of the client and possesses the knowledge and expertise necessary to make informed investment decisions. 4. Agent to Purchase and Sell Investments: The investment agent is entrusted with the authority to execute transactions to acquire and dispose of investments on behalf of the client, implying that they have the power to make investment decisions without the client's prior approval. 5. Benefit of Client: The primary objective of the investment agent's actions and decisions is to serve the best interests of the client, ensuring that their financial goals and objectives are met through successful investment activities. Types of Clovis California Agreements for Services of Investment Agent with Agent to Purchase and Sell Investments for the Benefit of the Client: 1. Individual Client Agreement: This type of agreement is made between an investment agent and an individual client, outlining the services to be provided and the specific terms and conditions applicable to that client. 2. Corporate Client Agreement: In this case, the agreement is made with a corporate entity in Clovis, California. It specifies the services to be provided and any additional requirements or provisions specific to a company's investment needs. 3. Non-profit Organization Agreement: This type of agreement is tailored to non-profit organizations operating in Clovis, California, and outlines the services to be provided by the investment agent to further the organization's financial goals while adhering to any regulations unique to non-profit entities. 4. Limited Scope Agreement: This agreement limits the scope of the investment agent's services to a specific investment category, asset class, or set of predefined investment options, depending on the client's preferences and investment goals. It is designed to cater to clients with specific investment needs or restrictions. Note: These are hypothetical examples of different types of agreements based on the given information. The actual types of agreements may vary based on the specific requirements and preferences of the parties involved.
Para su conveniencia, debajo del texto en español le brindamos la versión completa de este formulario en inglés. For your convenience, the complete English version of this form is attached below the Spanish version.
