This form is an agreement between an independent investment agent (or consultant) and a corporation whereby the investment agent actually holds the investments as well as makes them for the client. We are assuming that the investment agent is duly licensed to perform this activity and will make any necessary filings with the state of California and the United States.
The Santa Clara California Agreement for Services of Investment Agent with Agent to Purchase and Sell Investments for the Benefit of Client is a legally binding contract that outlines the terms and conditions between an investment agent and a client in the city of Santa Clara, California. This agreement establishes a professional relationship where the agent is authorized to act on behalf of the client to purchase and sell investments. The agreement includes the following key details: 1. Parties involved: The agreement identifies the investment agent and the client, specifying their legal names and contact information. 2. Scope of services: It outlines the specific duties and responsibilities of the investment agent, which typically include researching investment opportunities, making investment recommendations, executing buy and sell orders, and providing periodic reports and updates to the client. 3. Authority granted: The agreement grants the investment agent authority to make investment decisions on behalf of the client. The level of authority can vary based on the specific agreement and client preferences. 4. Investment objectives and restrictions: The agreement details the client's investment objectives, such as growth, income generation, or capital preservation. It may also include any specific investment restrictions or preferences the client has. 5. Compensation and fees: The agreement specifies how the investment agent will be compensated for their services, such as a percentage of the client's assets under management or a flat fee structure. It may also outline any additional fees or expenses for executing trades or managing the client's portfolio. 6. Duration and termination: The agreement states the duration of the relationship between the investment agent and the client. It may include provisions for termination, outlining the conditions under which either party can end the agreement. There may also be different types or variations of the Santa Clara California Agreement for Services of Investment Agent with Agent to Purchase and Sell Investments for the Benefit of Client, depending on the specific needs and preferences of the client. These variations can include agreements tailored for different investment strategies, risk tolerance levels, or asset classes. Potential relevant keywords for this content include: Santa Clara California, agreement for services, investment agent, purchase and sell investments, benefit of client, investment agreement, authorized agent, investment objectives, investment restrictions, compensation, termination clause.The Santa Clara California Agreement for Services of Investment Agent with Agent to Purchase and Sell Investments for the Benefit of Client is a legally binding contract that outlines the terms and conditions between an investment agent and a client in the city of Santa Clara, California. This agreement establishes a professional relationship where the agent is authorized to act on behalf of the client to purchase and sell investments. The agreement includes the following key details: 1. Parties involved: The agreement identifies the investment agent and the client, specifying their legal names and contact information. 2. Scope of services: It outlines the specific duties and responsibilities of the investment agent, which typically include researching investment opportunities, making investment recommendations, executing buy and sell orders, and providing periodic reports and updates to the client. 3. Authority granted: The agreement grants the investment agent authority to make investment decisions on behalf of the client. The level of authority can vary based on the specific agreement and client preferences. 4. Investment objectives and restrictions: The agreement details the client's investment objectives, such as growth, income generation, or capital preservation. It may also include any specific investment restrictions or preferences the client has. 5. Compensation and fees: The agreement specifies how the investment agent will be compensated for their services, such as a percentage of the client's assets under management or a flat fee structure. It may also outline any additional fees or expenses for executing trades or managing the client's portfolio. 6. Duration and termination: The agreement states the duration of the relationship between the investment agent and the client. It may include provisions for termination, outlining the conditions under which either party can end the agreement. There may also be different types or variations of the Santa Clara California Agreement for Services of Investment Agent with Agent to Purchase and Sell Investments for the Benefit of Client, depending on the specific needs and preferences of the client. These variations can include agreements tailored for different investment strategies, risk tolerance levels, or asset classes. Potential relevant keywords for this content include: Santa Clara California, agreement for services, investment agent, purchase and sell investments, benefit of client, investment agreement, authorized agent, investment objectives, investment restrictions, compensation, termination clause.
Para su conveniencia, debajo del texto en español le brindamos la versión completa de este formulario en inglés. For your convenience, the complete English version of this form is attached below the Spanish version.
