The information contained in this Questionnaire is being furnished by a potential investor in order to determine whether the prospective investor qualifies as an accredited investor as defined in Regulation D of the Securities Act of 1933.
Regulation D creates an exemption that permits sales of securities without registration with the U.S. Security and Exchange Commission. However, Sellers are required to file a Form D informational statement about the sale. The definition of accredited investor is important regarding this exemption as far as a limitation on the number of shareholders allowed (i.e., 35). Accredited investors do not have to be counted as far as the 35 limitation is concerned. An accredited investor includes any investor who at the time of the sale falls into any of the following categories: " a private business development firm; " directors, officers, and general partners of issuer; " banks; " purchasers of $150,000 or more of the securities; " natural persons with a net worth greater than $1,000,000; or " persons with an income of greater than or equal to $200,000 per year.
The Clark Nevada Regulation D Accredited Investor Questionnaire is a document designed to assess an individual's eligibility as an accredited investor in accordance with the regulations set by the state of Nevada and the Security and Exchange Commission (SEC). This questionnaire aims to gather detailed information about the investor's financial status, experience, and knowledge, which helps in determining their suitability to participate in certain investment opportunities. The Clark Nevada Regulation D Accredited Investor Questionnaire comprises several sections, each focusing on different aspects of the investor's financial background. These sections include: 1. Personal Information: This section gathers basic personal details, such as the investor's name, address, contact information, and social security number, to uniquely identify the potential investor. 2. Net Worth: Here, the investor is required to provide a comprehensive overview of their assets and liabilities. This includes details about real estate holdings, cash, investments, retirement accounts, and any outstanding debts. Net worth calculations play a crucial role in determining the eligibility of an investor. 3. Income: This section focuses on the investor's annual income, including salary, bonuses, dividends, and any other sources of income. It aims to evaluate the investor's financial stability and ability to bear the potential risks associated with certain investment opportunities. 4. Business Affiliations: Investors must disclose any affiliations or leadership roles they have in companies or organizations. This section helps identify any conflicts of interest that may arise when participating in specific investments. 5. Investment Experience: Through a series of questions, the questionnaire assesses the investor's knowledge, experience, and familiarity with different investment types. This information aids in determining the investor's ability to evaluate and understand the risks and complexities associated with certain investment opportunities. 6. Accredited Investor Declaration: In this section, the investor declares their accredited investor status by confirming whether they meet any of the eligibility criteria outlined by the SEC or Nevada state regulations. These criteria may include having a certain net worth or a high-income threshold. The Clark Nevada Regulation D Accredited Investor Questionnaire is designed as a comprehensive tool to ensure compliance with investment regulations and to protect the interests of both the investor and the issuer. By collecting this information, issuers can ensure that potential investors meet the necessary criteria to participate in specific investment opportunities. It's worth noting that while the Clark Nevada Regulation D Accredited Investor Questionnaire generally follows a consistent format, variations may exist for specific investment types or industries. For instance, real estate-based investments might include additional questions related to property ownership and experience in real estate transactions, while venture capital investments could include questions about previous involvement in startup ventures. These variations allow for customization to meet the specific requirements of different investment opportunities within the scope of Regulation D in Nevada.The Clark Nevada Regulation D Accredited Investor Questionnaire is a document designed to assess an individual's eligibility as an accredited investor in accordance with the regulations set by the state of Nevada and the Security and Exchange Commission (SEC). This questionnaire aims to gather detailed information about the investor's financial status, experience, and knowledge, which helps in determining their suitability to participate in certain investment opportunities. The Clark Nevada Regulation D Accredited Investor Questionnaire comprises several sections, each focusing on different aspects of the investor's financial background. These sections include: 1. Personal Information: This section gathers basic personal details, such as the investor's name, address, contact information, and social security number, to uniquely identify the potential investor. 2. Net Worth: Here, the investor is required to provide a comprehensive overview of their assets and liabilities. This includes details about real estate holdings, cash, investments, retirement accounts, and any outstanding debts. Net worth calculations play a crucial role in determining the eligibility of an investor. 3. Income: This section focuses on the investor's annual income, including salary, bonuses, dividends, and any other sources of income. It aims to evaluate the investor's financial stability and ability to bear the potential risks associated with certain investment opportunities. 4. Business Affiliations: Investors must disclose any affiliations or leadership roles they have in companies or organizations. This section helps identify any conflicts of interest that may arise when participating in specific investments. 5. Investment Experience: Through a series of questions, the questionnaire assesses the investor's knowledge, experience, and familiarity with different investment types. This information aids in determining the investor's ability to evaluate and understand the risks and complexities associated with certain investment opportunities. 6. Accredited Investor Declaration: In this section, the investor declares their accredited investor status by confirming whether they meet any of the eligibility criteria outlined by the SEC or Nevada state regulations. These criteria may include having a certain net worth or a high-income threshold. The Clark Nevada Regulation D Accredited Investor Questionnaire is designed as a comprehensive tool to ensure compliance with investment regulations and to protect the interests of both the investor and the issuer. By collecting this information, issuers can ensure that potential investors meet the necessary criteria to participate in specific investment opportunities. It's worth noting that while the Clark Nevada Regulation D Accredited Investor Questionnaire generally follows a consistent format, variations may exist for specific investment types or industries. For instance, real estate-based investments might include additional questions related to property ownership and experience in real estate transactions, while venture capital investments could include questions about previous involvement in startup ventures. These variations allow for customization to meet the specific requirements of different investment opportunities within the scope of Regulation D in Nevada.
Para su conveniencia, debajo del texto en español le brindamos la versión completa de este formulario en inglés. For your convenience, the complete English version of this form is attached below the Spanish version.
