This form is a due diligence questionnaire that requests information to be used to complete the Registration Statement prior to the Effective Date. The questionnaire should be distributed to each person who is selling securities pursuant to the Registration Statement in business transactions.
The Franklin Ohio Comprehensive Selling Stockholder Questionnaire is a comprehensive document that aims to gather crucial information about stockholders who intend to sell their shares. This questionnaire plays a vital role in gathering essential details, allowing parties to make informed decisions when it comes to stock transactions. Keywords: Franklin Ohio, Comprehensive Selling Stockholder Questionnaire, stockholders, shares, stock transactions, information gathering, informed decisions. Different Types of Franklin Ohio Comprehensive Selling Stockholder Questionnaire: 1. Individual Selling Stockholder Questionnaire: This type of questionnaire is specifically designed for individual stockholders who plan to sell their shares. It focuses on gathering information like contact details, share quantities, reasons for selling, and any related legal or financial matters. 2. Institutional Selling Stockholder Questionnaire: This questionnaire is tailored to collect information from institutional stockholders, such as investment firms, banks, or corporate entities. It delves into further details, including the entity's structure, share ownership, authorized signatories, and regulatory compliance. 3. Qualified Institutional Buyer Selling Stockholder Questionnaire: This specialized questionnaire is used when dealing with qualified institutional buyers (Ribs) intending to sell their shares. It includes a more extensive set of questions, covering additional compliance requirements and specific queries relating to their institutional status. 4. Employee Stockholder Questionnaire: This variation of the questionnaire focuses on employees who hold stock options or shares as part of their compensation package. It addresses aspects such as employment details, stock ownership, vesting schedules, and any potential restrictions or regulations related to employee stock sales. 5. Non-U.S. Selling Stockholder Questionnaire: When dealing with non-U.S. stockholders interested in selling their shares, this questionnaire helps gather essential information regarding international securities regulations, tax implications, and potential restrictions or requirements specific to their jurisdiction. 6. Board Member Selling Stockholder Questionnaire: This questionnaire is designed for board members who are planning to sell their shares. It emphasizes details like board position, potential conflicts of interest, compliance with corporate bylaws, and any legal obligations related to insider trading or disclosure requirements. By providing tailor-made questionnaires for various types of stockholders, the Franklin Ohio Comprehensive Selling Stockholder Questionnaire ensures that the specific needs and circumstances of different individuals or entities are appropriately addressed.The Franklin Ohio Comprehensive Selling Stockholder Questionnaire is a comprehensive document that aims to gather crucial information about stockholders who intend to sell their shares. This questionnaire plays a vital role in gathering essential details, allowing parties to make informed decisions when it comes to stock transactions. Keywords: Franklin Ohio, Comprehensive Selling Stockholder Questionnaire, stockholders, shares, stock transactions, information gathering, informed decisions. Different Types of Franklin Ohio Comprehensive Selling Stockholder Questionnaire: 1. Individual Selling Stockholder Questionnaire: This type of questionnaire is specifically designed for individual stockholders who plan to sell their shares. It focuses on gathering information like contact details, share quantities, reasons for selling, and any related legal or financial matters. 2. Institutional Selling Stockholder Questionnaire: This questionnaire is tailored to collect information from institutional stockholders, such as investment firms, banks, or corporate entities. It delves into further details, including the entity's structure, share ownership, authorized signatories, and regulatory compliance. 3. Qualified Institutional Buyer Selling Stockholder Questionnaire: This specialized questionnaire is used when dealing with qualified institutional buyers (Ribs) intending to sell their shares. It includes a more extensive set of questions, covering additional compliance requirements and specific queries relating to their institutional status. 4. Employee Stockholder Questionnaire: This variation of the questionnaire focuses on employees who hold stock options or shares as part of their compensation package. It addresses aspects such as employment details, stock ownership, vesting schedules, and any potential restrictions or regulations related to employee stock sales. 5. Non-U.S. Selling Stockholder Questionnaire: When dealing with non-U.S. stockholders interested in selling their shares, this questionnaire helps gather essential information regarding international securities regulations, tax implications, and potential restrictions or requirements specific to their jurisdiction. 6. Board Member Selling Stockholder Questionnaire: This questionnaire is designed for board members who are planning to sell their shares. It emphasizes details like board position, potential conflicts of interest, compliance with corporate bylaws, and any legal obligations related to insider trading or disclosure requirements. By providing tailor-made questionnaires for various types of stockholders, the Franklin Ohio Comprehensive Selling Stockholder Questionnaire ensures that the specific needs and circumstances of different individuals or entities are appropriately addressed.
Para su conveniencia, debajo del texto en español le brindamos la versión completa de este formulario en inglés. For your convenience, the complete English version of this form is attached below the Spanish version.
