This due diligence questionnaire is provided to gather information required to evaluate antitrust aspects of the proposed transaction. It lists certain information that is required in order to assess the competitive consequences of the proposed acquisition, and, to determine is preparation of any required Hart-Scott-Rodino filing is necessary.
The Bronx, New York, is one of the five boroughs of the vibrant city of New York. It is known for its rich history, diverse community, and cultural landmarks. The Hart Scott Rodin (HER) Questionnaire is a vital document that assists in ensuring compliance with the Hart Scott Rodin Antitrust Improvements Act (HER Act). The Act requires certain parties involved in acquisitions, mergers, or transfers of assets to submit a comprehensive HER Questionnaire if the transaction meets specified criteria. This questionnaire aims to provide the Federal Trade Commission (FTC) and the Department of Justice (DOJ) with essential information regarding the transaction, its impact on competition, and parties involved. The Bronx, being a significant part of New York City, witnesses various transactions and corporate activities, making the Questionnaire relevant in this region. Several types of HER questionnaires can be identified based on the specific scenario or transaction type: 1. Initial Notification Form (Form 1): This is the most common HER Questionnaire and is typically submitted when both the acquiring and acquired entities meet the jurisdictional thresholds, triggering the Act's reporting requirements. 2. Short-Form Notification (Form 2): This questionnaire is used when certain exemptions apply. For instance, if the transaction’s value does not exceed the filing thresholds set by the FTC and DOJ, or if one party is a non-U.S. entity, this shorter questionnaire is utilized. 3. Exemption Request (Form 3): A party can submit this questionnaire when they believe their acquisition falls under the exempted categories provided by the Act. It requests approval from the FTC and DOJ to confirm that the transaction is exempt from the reporting obligations. 4. Withdrawal (Form 4): If a party initially files a Questionnaire but decides to withdraw it before the government completes its review, they must submit this form. The Bronx, with its bustling corporate activities and real estate market, often experiences transactions subject to HER Act's regulatory oversight. It is crucial for businesses and individuals involved in such dealings to ensure compliance with the Act by completing the appropriate Bronx New York HER Questionnaire based on the transaction's nature and the parties' circumstances.The Bronx, New York, is one of the five boroughs of the vibrant city of New York. It is known for its rich history, diverse community, and cultural landmarks. The Hart Scott Rodin (HER) Questionnaire is a vital document that assists in ensuring compliance with the Hart Scott Rodin Antitrust Improvements Act (HER Act). The Act requires certain parties involved in acquisitions, mergers, or transfers of assets to submit a comprehensive HER Questionnaire if the transaction meets specified criteria. This questionnaire aims to provide the Federal Trade Commission (FTC) and the Department of Justice (DOJ) with essential information regarding the transaction, its impact on competition, and parties involved. The Bronx, being a significant part of New York City, witnesses various transactions and corporate activities, making the Questionnaire relevant in this region. Several types of HER questionnaires can be identified based on the specific scenario or transaction type: 1. Initial Notification Form (Form 1): This is the most common HER Questionnaire and is typically submitted when both the acquiring and acquired entities meet the jurisdictional thresholds, triggering the Act's reporting requirements. 2. Short-Form Notification (Form 2): This questionnaire is used when certain exemptions apply. For instance, if the transaction’s value does not exceed the filing thresholds set by the FTC and DOJ, or if one party is a non-U.S. entity, this shorter questionnaire is utilized. 3. Exemption Request (Form 3): A party can submit this questionnaire when they believe their acquisition falls under the exempted categories provided by the Act. It requests approval from the FTC and DOJ to confirm that the transaction is exempt from the reporting obligations. 4. Withdrawal (Form 4): If a party initially files a Questionnaire but decides to withdraw it before the government completes its review, they must submit this form. The Bronx, with its bustling corporate activities and real estate market, often experiences transactions subject to HER Act's regulatory oversight. It is crucial for businesses and individuals involved in such dealings to ensure compliance with the Act by completing the appropriate Bronx New York HER Questionnaire based on the transaction's nature and the parties' circumstances.
Para su conveniencia, debajo del texto en español le brindamos la versión completa de este formulario en inglés. For your convenience, the complete English version of this form is attached below the Spanish version.
