Nashville Tennessee Declaración de política sobre la compensación de los asociados que originan el negocio del cliente - Policy Statement on Compensating Associates Originating Client Business

State:
Multi-State
City:
Nashville
Control #:
US-L0303B
Format:
Word
Instant download

Description

This document is a policy statement that defines the way an associate will be compensated for originating client business for the firm. It provides the percentage of fees paid to the associate, along with a "cap" amount in any given year. It also addresses carry-over amounts to the next calendar year and the issue of the associate leaving the firm.

Para su conveniencia, debajo del texto en español le brindamos la versión completa de este formulario en inglés. For your convenience, the complete English version of this form is attached below the Spanish version.

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Nashville Tennessee Declaración de política sobre la compensación de los asociados que originan el negocio del cliente