A Franklin Ohio Subscription Agreement — A Section 3C1 Fund is a legal document that outlines the terms and conditions for investors to subscribe or invest in the Franklin Ohio Section 3C1 Fund. This agreement is specifically designed to comply with the provisions of Section 3(c)(1) of the Investment Company Act of 1940. The Franklin Ohio Subscription Agreement is an essential document that establishes the rights and responsibilities of both the investor and the fund. It typically contains various sections that cover important aspects such as: 1. Investor Information: This section captures the personal details of the investor, including their name, contact information, and any relevant financial background. It is crucial for the fund to have accurate information about each investor to ensure compliance with regulatory requirements. 2. Subscription Details: Here, the investor specifies the amount they wish to invest in the fund. This section may also include information about the desired investment term or any specific requirements the investor may have. 3. Representations and Warranties: This section outlines the statements made by the investor regarding their eligibility to invest, financial situation, and understanding of the risks associated with the investment. It is included to ensure that the investor is qualified and adequately informed about the investment opportunity. 4. Subscription Procedure: This section details the process and procedures for the investor to subscribe to the fund. It may include instructions for submitting the subscription amount, necessary documentation, and any applicable deadlines. 5. Terms and Conditions: This is a vital part of the agreement and covers essential provisions such as transferability of interests, confidentiality obligations, indemnification, and dispute resolution mechanisms. It is important for both parties to thoroughly review and agree to these terms before finalizing the subscription. Different types of Franklin Ohio Subscription Agreement — A Section 3C1 Fund may exist depending on specific fund offerings, investment strategies, or target investors. These may include: 1. Franklin Ohio Subscription Agreement — A Section 3C1 Equity Fund: This type of fund focuses on investing in equity securities. It may appeal to investors seeking potential capital appreciation and exposure to stock markets. 2. Franklin Ohio Subscription Agreement — A Section 3C1 Debt Fund: This fund primarily invests in debt instruments such as bonds, notes, or other fixed-income securities. It can be attractive to investors looking for regular income generation and lower levels of risk compared to equity investments. 3. Franklin Ohio Subscription Agreement — A Section 3C1 Real Estate Fund: This fund specializes in investing in real estate assets, which may include properties, mortgages, or real estate investment trusts (Rests). It can offer investors an opportunity to diversify their portfolios and potentially benefit from real estate market movements. In conclusion, a Franklin Ohio Subscription Agreement — A Section 3C1 Fund serves as a contractual arrangement between investors and the fund, establishing the terms under which investors can subscribe and participate in the fund's investment activities.
Para su conveniencia, debajo del texto en español le brindamos la versión completa de este formulario en inglés. For your convenience, the complete English version of this form is attached below the Spanish version.