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Lation of excess working capital You are also required to submit the following supporting documents with your completed form: 1. Schedule B Submission to Jurisdiction and Appointment of Agent for Service for each jurisdiction where the firm is seeking registration (question 2.4) 2. Business plan, policies and procedures manual, and client agreements (British Columbia, Alberta and Manitoba only) (question 3.3) 3. Constating documents (question 3.7) 4. Organization chart (question 3.11) 5. Own.

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