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Get Omb Number: 3235-0076
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How to fill out the OMB Number: 3235-0076 online
The OMB Number: 3235-0076, also known as the Form D, is a notice of exempt offering of securities that must be accurately completed by issuers. This guide will provide a step-by-step process for filling out the form online to ensure compliance with regulations.
Follow the steps to successfully complete the form online.
- Click ‘Get Form’ button to obtain the form and open it in the online editor.
- Enter the issuer's identity. Fill in the CIK (filer ID number), previous names, entity type (e.g., corporation, limited partnership), and jurisdiction of incorporation/organization.
- Provide the principal place of business and contact information. Complete fields such as the name of the issuer, street address, city, state, ZIP code, and phone number.
- List related persons who are executives, directors, or promoters. Include their last name, first name, middle name, address, city, state, ZIP code, and specify their relationship to the issuer.
- Select the appropriate industry group from the provided options that best represents the business sector of the issuer.
- Indicate the issuer size by selecting the revenue range and aggregate net asset value range applicable to the issuer.
- Claim any federal exemptions or exclusions that apply by selecting the relevant rules.
- Specify the type of filing (new notice or amendment) and include the date of the first sale or note that the first sale has yet to occur.
- Indicate the duration of the offering by selecting whether it is intended to last more than one year.
- Select the types of securities being offered, ensuring to check all that apply.
- Answer whether the offering is in connection with a business combination transaction.
- Provide the minimum investment amount accepted from outside investors.
- Fill in details about sales compensation, including the recipient and associated broker or dealer information.
- Outline offering and sales amounts, including total offering amount, total amount sold, and the remaining amounts.
- Report on investors, including the number of non-accredited investors and total investors who have already invested.
- Enter any sales commissions and finders’ fees expenses separately if applicable.
- Specify the use of proceeds from the offering if known or provide an estimate.
- Review the information entered, agree to the terms of submission, and enter the signer's name along with their title before submitting the form.
- Once the form is completed, save changes, download for your records, print, or share the form as necessary.
Complete your filings online with confidence by following the steps outlined above.
OMB 3235-0104 Form 3 is an initial statement of beneficial ownership of equity securities required to be filed by officers, directors and ten percent holders of companies with securities registered under Section 12 of the Securities Exchange Act of 1934.
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