Get Sec S1 Form

Form S-3 is a simplified security registration form utilized by businesses that have already met other reporting requirements. The form registers securities with the SEC under the Securities Act of 1933 for U.S.-based companies only.

In general, from the initial meeting of all team members until the first filing, it can take at least five months (under the best circumstances) to price an offering and begin selling shares, although the timeframe can be significantly longer.

Technically, the quiet period is enforced through a period of 40 days beyond the IPO date.

An IPO generally takes around four to six months. "It's a very grueling process for the directors of the company," Jenkinson said.

The SEC filing is a financial statement or other formal document submitted to the U.S. Securities and Exchange Commission (SEC). ... Investors and financial professionals rely on these filings for information about companies they are evaluating for investment purposes.

Among the most common SEC filings are: Form 10-K, Form 10-Q, Form 8-K, the proxy statement, Forms 3,4, and 5, Schedule 13, Form 114, and Foreign Investment Disclosures.

The filing of a shelf registration statement is often met with derision, and considered a bad omen that shareholder dilution is around the corner. ... Filing of an S-3 shelf registration signals to the market that a financing is forthcoming, thus creating an overhang on the stock, depressing its performance.

Under the JOBS Act, it has been possible since April 2012 for "emerging growth companies" to file a Form S-1 on a confidential basis, only making the contents public 21 days prior to the road show for the IPO.

Key Takeaways. SEC Form S-1 is an SEC registration required for U.S. companies that want to be listed on a national exchange. It is basically a registration statement for a company that is usually filed in connection with an initial public offering.

If a registrant fails to file timely an Exchange Act report, it may not continue making offers and sales under an effective Form S-3 or Form F-3 registration statement after it files its next annual report (or other post-effective amendment to the Form S-3 or Form F-3 registration statement) until it once again has ...

It usually takes 3-6 months between the filing of the S-1 and the first opportunity by the company to have its initial public offering. It could take longer if there are problems with the filing.

Shelf offerings give the company the flexibility to get the paperwork out of the way now and then offer the shares only when it needs the cash or only when the market conditions are good. ... Shelf offerings can dilute existing shares considerably if the offering comes from the company because new shares are being created.