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Some of the examples of compliance documents sourced are Full Material Disclosures (FMD), Certificates of Compliance (CoC), Statements of Compliance (SoC) or Conflict Minerals Reporting Templates (CMRT).

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Purpose of Compliance Manual This manual includes a description of the responsibilities of the Executive Compliance Committee and the Compliance Officer and includes bylaws, policies, and procedures that pertain to the compliance program.

More Definitions of Compliance Documentation Compliance Documentation means specific documents or information including records, reports, observations and verbal responses required to verify compliance with standards by a facility or program.

Compliance reports also come in many different types. To clarify, they can be financial, technical, operational, or security reports. Each of these types provides insights into the specific areas of operations.

In the financial services sector, compliance departments work to meet key regulatory objectives to protect investors and ensure that markets are fair, efficient and transparent. They also seek to reduce system risk and financial crime.

A Document of Compliance is issued to every company which complies with the requirements of ISM code. A copy of the document shall be kept on board while Safety Management Certificate” (SMC) is issued to a ship which signifies that the Company and its shipboard management operate in ance with the approved SMS.

'What is compliance documentation? ' You may ask. The definition is “A specific record and reports of information required to verify the implementation of a compliance program.” So, to simplify, it means to record what type of compliance program you have in place.