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The NASDAQ PORTAL Market SM Rule 144A Qualified Institutional Buyer (QIB) Certification Form In connection with its application to register as a PORTAL Qualified Investor pursuant to NASDAQ Marketplace.

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A Nasdaq Market Maker shall be open for business as of 9:30 a.m. Eastern Time and shall close no earlier than 4:00 p.m. Eastern Time.

Nasdaq is a computer trading network that relies on multiple market makers—broker-dealers who are members of that exchange. A specialist is a type of market maker who works on the floor of the NYSE and specializes in trading specific stocks.

The NYSE is an auction market that uses specialists (designated market makers), while the Nasdaq is a dealer market with many market makers in competition with one another. Today, the NYSE is part of Intercontinental Exchange (ICE), and the Nasdaq is part of the publicly traded company, Nasdaq, Inc.

BlackRock Institutional Trust Company, N.A.

Market makers are securities dealers that buy and sell securities at prices displayed in Nasdaq for their own account (principal trades) and for customer accounts (agency trades).

Brokerage houses are the most common types of market makers, providing purchase and sale solutions for investors. Market makers are compensated for the risk of holding assets because a security's value may decline between its purchase and sale to another buyer.

PORTAL Market. The trading market for unregistered securities that is operated by NASDAQ.

The Nasdaq Member Portal provides customer specific services related to memberships, users, traders, accounts, ports and configuration. The services are available to members and other customers of Nasdaq Nordic, Commodities and Baltic cash and derivatives markets.

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© Copyright 1997-2025
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Form Packages
Adoption
Bankruptcy
Contractors
Divorce
Home Sales
Employment
Identity Theft
Incorporation
Landlord Tenant
Living Trust
Name Change
Personal Planning
Small Business
Wills & Estates
Packages A-Z
Form Categories
Affidavits
Bankruptcy
Bill of Sale
Corporate - LLC
Divorce
Employment
Identity Theft
Internet Technology
Landlord Tenant
Living Wills
Name Change
Power of Attorney
Real Estate
Small Estates
Wills
All Forms
Forms A-Z
Form Library
Customer Service
Terms of Service
DMCA Policy
About Us
Blog
Affiliates
Contact Us
Privacy Notice
Delete My Account
Site Map
All Forms
Search all Forms
Industries
Forms in Spanish
Localized Forms
Legal Guides
Real Estate Handbook
All Guides
Prepared for You
Notarize
Incorporation services
Our Customers
For Consumers
For Small Business
For Attorneys
Our Sites
US Legal Forms
USLegal
FormsPass
pdfFiller
signNow
airSlate workflows
DocHub
Instapage
Social Media
Call us now toll free:
1-877-389-0141
As seen in:
  • USA Today logo picture
  • CBC News logo picture
  • LA Times logo picture
  • The Washington Post logo picture
  • AP logo picture
  • Forbes logo picture
© Copyright 1997-2025
airSlate Legal Forms, Inc.
3720 Flowood Dr, Flowood, Mississippi 39232