What are sections 13 D of the Securities Exchange Act of 1934?

Sections 13(d) and 13(g) of the Securities Exchange Act of 1934 require investors who beneficially own (directly or indirectly) more than 5 percent of a covered class of equity securities to publicly file a Schedule 13D or 13G. Sections 13(d) and 13(g) of the Securities Exchange Act Reed Smith LLP https://.reedsmith.com perspectives 2023/11 se... Reed Smith LLP https://.reedsmith.com perspectives 2023/11 se...

What is the 13 D of the Securities Exchange Act?

Sections 13(d) and 13(g) of the Securities Exchange Act of 1934 require investors who beneficially own (directly or indirectly) more than 5 percent of a covered class of equity securities to publicly file a Schedule 13D or 13G.

What is the 8k filing for the SEC?

An 8-K form is filed whenever there are significant events that shareholders need to know about, such as acquisitions, bankruptcy, or resignations.

What is Section 15a of the Securities Exchange Act of 1934?

Section 15(a)(1) of the Act generally makes it unlawful for any broker or dealer to use the mails (or any other means of interstate commerce, such as the telephone, facsimiles, or the Internet) to "effect any transactions in, or to induce or attempt to induce the purchase or sale of, any security" unless that broker or ... Guide to Broker-Dealer Registration - SEC.gov SEC.gov https://.sec.gov divisionsmarketregbdguidehtm SEC.gov https://.sec.gov divisionsmarketregbdguidehtm

What is a company's current report on Form 8-K?

Form 8-K is known as a current report and it is the report that companies must file with the SEC to announce major events that shareholders should know about. Companies generally have four business days to file a Form 8-K for an event that triggers the filing requirement.

What is the 13a of the Securities Exchange Act of 1934?

Exchange Act Section 13(a) and the rules promulgated thereunder require issuers of securities registered pursuant to Exchange Act Section 12 to file with the Commission current and accurate information in periodic reports, even if the registration is voluntary under Section 12(g). united states of america - SEC.gov SEC.gov https://.sec.gov files litigation admin SEC.gov https://.sec.gov files litigation admin

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20549 Form 8-k Current Report Pursuant To Section 13 Or 15(d) Of The Securities Exchange Act Of

Get 20549 Form 8-k Current Report Pursuant To Section 13 Or 15(d) Of The Securities Exchange Act Of

Ent reported): April 8, 2008 METLIFE, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 1-15787 (Commission File Number) 200 Park Avenue, New York, New York (Address of Principal Executive Offices) 13-4075851 (IRS Employer Identification No.) 10166-0188 (Zip Code) 212-578-2211 (Registrant s Telephone Number, Including Area Code) N/A (Former Name or Former Address, if Changed Since Last Report) Check the appropriate box belo.

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Sections 13(d) and 13(g) of the Securities Exchange Act of 1934 require investors who beneficially own (directly or indirectly) more than 5 percent of a covered class of equity securities to publicly file a Schedule 13D or 13G. Sections 13(d) and 13(g) of the Securities Exchange Act Reed Smith LLP https://.reedsmith.com › perspectives › 2023/11 › se... Reed Smith LLP https://.reedsmith.com › perspectives › 2023/11 › se...
Section 15(a)(1) of the Act generally makes it unlawful for any broker or dealer to use the mails (or any other means of interstate commerce, such as the telephone, facsimiles, or the Internet) to "effect any transactions in, or to induce or attempt to induce the purchase or sale of, any security" unless that broker or ... Guide to Broker-Dealer Registration - SEC.gov SEC.gov https://.sec.gov › divisionsmarketregbdguidehtm SEC.gov https://.sec.gov › divisionsmarketregbdguidehtm
Exchange Act Section 13(a) and the rules promulgated thereunder require issuers of securities registered pursuant to Exchange Act Section 12 to file with the Commission current and accurate information in periodic reports, even if the registration is voluntary under Section 12(g). united states of america - SEC.gov SEC.gov https://.sec.gov › files › litigation › admin SEC.gov https://.sec.gov › files › litigation › admin
A company subject to Section 13 or 15(d) of the US Securities Exchange Act of 1934 (Exchange Act), which requires the company to file periodic reports with the US Securities and Exchange Commission (SEC). US reporting issuer | Practical Law - Practical Law - https://uk.practicallaw.thomsonreuters.com › ... Practical Law - https://uk.practicallaw.thomsonreuters.com › ...

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