Get Form 10-k405/a - Zonebourse.com

Form F-10 may be used for the registration of securities under the Securities Act of 1933 (the “Securities Act”), including securities to be issued in an exchange offer or in connection with a statutory amalgamation, merger, arrangement or other reorganization requiring the vote of shareholders of the participating ...

But 10-Ks tend to provide more detailed information. Some companies will even use their 10-K as their annual report to shareholders. It's also important to remember 10-Ks are written by the companies. While the SEC monitors the filings, they don't come from a completely objective, outside perspective.

The Securities and Exchange Commission (SEC) requires issuers of publicly traded shares to file annual reports on Form 10-K and quarterly reports on Form 10-Q within 60 days of the end of the applicable period. Quarterly reports typically include less detailed information and disclosures than annual reports.

What Is Form 10-K? Form 10-K is a comprehensive report filed annually by a publicly traded company about its financial performance and is required by the U.S. Securities and Exchange Commission (SEC).

When is a company required to file a Form 10 registration statement with the SEC? A. The Exchange Act requires issuers with more than $10,000,000 in total assets and 750 or more shareholders of record to file a registration statement on Form 10.

How to Read a 10-K “Business” describes the company's main products and services. ... “Risk Factors” includes information about significant risks that the company faces, generally listed in order of importance. “Selected Financial Data” provides certain financial information about the company for the last five years.

The 10-K is the official annual report filed with the SEC. Since private companies do not have the same obligation to report to the SEC, it is harder to locate information on them and the information you will find is probably self-reported.

Key Takeaways. SEC Form 10, or the General Form for Registration of Securities, is a required regulatory filing for an entity that wishes to sell or issue securities. Form 10 is intended to provide disclosure of all relevant material information for an investor to make an investment decision.