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Get Regulation No. 15/2005 Regarding Financial Investments ... - Cnvm

N the capital market, with the subsequent modifications, named hereinafter Law no. 297/2004, with respect to investment services. Art. 2 (1) The terms, abbreviations and expressions used in this regulation bear the meaning provided for in Law no. 297/2004. (2) To the purpose of this regulation, the terms and expressions below have the following meanings: a) investment agent natural person who, under the full and unconditional responsibility of only one investment firm provides financial serv.

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