Title Vii Of The Dodd-frank Act In Alameda
Description
Form popularity
FAQ
Title VIII of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 was enacted to mitigate systemic risk in the financial system and to promote financial stability, in part, through enhanced supervision of financial market utilities (FMUs) designated as systemically important by the Financial Stability ...
Title VII subjects dealers and market participants to new internal and external business conduct requirements, such as establishing procedures for detecting internal conflicts of interests and requiring increased disclosures of material information about a swap or SBS to counterparties.
Title IV clarifies the registration and record-keeping requirements for covered investment advisers to provide the Securities and Exchange Commission (SEC) and the Federal Deposit Insurance Corporation (FDIC) with information necessary to evaluate systemic risk of these private funds.
Title VII of the Dodd-Frank Act ("Title VII'), provides that the Securities and Exchange Commission ("SEC') and the Commodity Futures Trading Commission ("CFTC') (collectively, "the Commissions'), in consultation with the Board of Governors of the Federal Reserve System, shall jointly further define certain key terms ( ...
For example, in addition to prohibiting the types of discrimination described in Title VII, FEHA prohibits discrimination on the basis of marital status. Furthermore, Title VII only applies to employers who employ 15 or more employees, while FEHA generally applies to employers with 5 or more employees.
Title VII of the Dodd-Frank Act is relevant for any organisation that transacts in OTC derivatives and applies directly to any participant that meets the definition of a 'Swap-Dealer' (SD), 'Security-based Swap Dealer' (SBSD), 'Major Swap Participant' (MSP) or 'Major Security-Based Swap Participant' (MSBSP).
A job discrimination complaint may be filed by mail or in person at the nearest EEOC office. You can find the closest EEOC office by calling the EEOC at 1-800-669-4000, or by going to the EEOC's Field Office List and Jurisdiction Map and selecting the office closest to you.
General information By mail. Civil Rights Department. Attention: Appeals Unit. By phone. Call our Contact Center at (800) 884-1684, (800) 700-2320 (TTY) or California's Relay Service at 711. By email. Appeals@calcivilrights.ca.
Report discrimination to a local Fair Employment Practices Agency (FEPA). If the discrimination breaks both a state and federal law, the FEPA will also send your complaint to the EEOC. Use the EEOC's directory of field offices to find the FEPA near you.