A financial advisor referral agreement is between a company and an affiliate that agrees to bring clients to the advisor in return for payment. To "refer" is to introduce a client to an adviser, even if the solicitor does not convince, encourage, or recommend the adviser.Build business referral agreements in a few minutes using 360 Legal Forms' exhaustive library of custom templates. A Referral Agreement, or broker agreement, outlines the rights and obligations of a broker providing services to a client for a fee. Over here you can explain why your offer is so great it's worth filling out a form for. This is a sample disclosure statement for when an IA firm pays a referral fee to a bank as solicitor for referral of client to the investment adviser firm. A complete guide to Illinois attorney referral fee rule - learn how to ethically split fees between attorneys.
