The referral process varies depending on the services needed. Please select the appropriate referral form below for specific instructions.Per Code of Ethics, you HAVE TO notify clients in writing that you could get fees from referring them to a particular advisor. A Referral Agreement, or broker agreement, outlines the rights and obligations of a broker providing services to a client for a fee. A financial advisor referral agreement is between a company and an affiliate that agrees to bring clients to the advisor in return for payment. Advisor engages Solicitor to market its advisory services and to solicit and refer prospective clients ("Referred Clients") to. Pima County's Department of Finance and Risk Management is looking for a skilled, motivated individual to join our internal audit team. Category: Accounting and Finance; Department: Finance and Risk Management. Advisor engages Solicitor to market its advisory services and to solicit and refer prospective clients ("Referred Clients") to. They exemplify both traditional and new strategies in a range of categories.