A financial advisor referral agreement is between a company and an affiliate that agrees to bring clients to the advisor in return for payment. Build business referral agreements in a few minutes using 360 Legal Forms' exhaustive library of custom templates.A Referral Agreement, or broker agreement, outlines the rights and obligations of a broker providing services to a client for a fee. This is a sample disclosure statement for when an IA firm pays a referral fee to a bank as solicitor for referral of client to the investment adviser firm. We will never refer them to a different financial advisor or accountant for any of their financial needs, ever! Next, provide the necessary information of the Recipient Broker and Agent. Make sure the commission or benefits are fair and reasonable for both parties. Referring agent has obtained permission from customer to refer customer. Compensation. Receiving brokerage agrees to pay to referring brokerage.
