Learn about the ERISA Audit and benefit plan audit services offered to Tucson and Phoenix 401k plan sponsors - Arizona ERISA Audit - Phoenix, AZ 85001. The Plan is a "governmental plan" under Code Section 414(d) and.ERISA is a broad federal law that established a set of standards for health, welfare, longterm disability, pension, and other kinds of insurance plans. ERISA does not require any employer to establish a retirement plan. It only requires that those who establish plans must meet certain minimum standards. Learn about the 401k and benefit plan audit services offered to organizations in Phoenix and across Arizona - Arizona 401k Audit. The form can be found on page 5 of this guide. Time to take the risk out of your retirement Plan. Let our industry experts navigate for you the maze of ERISA rules and Regulations. Additionally, we can help structure your businesses to service both ERISA and non-ERISA retirement plans.