Learn about opening a self-directed traditional, Roth, SEP, or rollover IRA, or transfer an existing IRA. You'll also get the forms you need.Complete all sections of the Brokerage Option. Application. We receive payments for our brokerage services through three main sources: clients, third-party funds and service providers, and our parent company, VGI. Escrow Holder shall cause the Deeds to be recorded concurrently in. Use this form to transfer shares of the same registered account from one fund to another. The entity identified in the Employer Establishment Form. 1.7 Employer Agreements. Exchange your assets among your Vanguard mutual fund accounts and Vanguard Brokerage Accounts. Prospectus Supplement.