The forms and applications found here contain everything needed to open a new MFS mutual fund account. Mutual Fund Filing and Report Requirements.Open-End Investment Companies (ARS Section 44-3322 through 44-3324) Initial Filing: Form NF, Form U-2, filing fee. • Form 1099-MISC (various types of income, prizes, awards, or gross proceeds). • Form 1099-B (stock or mutual fund sales and certain other transactions by. Principal Primary Licensed Location: Information on the financial statement must be for the entity only. Please complete the attached Putnam mutual fund account application to establish one of the registration types below. By prospectus or other fund statement of additional information, the fund shall only invest in investments that comply with this. Please complete this section to let us know which Funds you want to invest in. By prospectus or other fund statement of additional information, the fund shall only invest in investments that comply with this.