The below forms are for Franklin Templeton funds. Do NOT use these forms for Western Asset Money funds. General.IMPORTANT INFORMATION: • Use this form to re-register or transfer an existing non-retirement account to a new registration. FINRA conducts certain crossmarket surveillances on behalf of the Exchange pursuant to a regulatory services agreement. The Due Process Clause provides that no states shall deprive any "person" of "life, liberty or property" without due process of law. The Interstate Technology and Regulatory Council (ITRC) is a state-led coalition working to reduce barriers to the use of. LuĂs T. A. N. BrandĂŁo. 18. Application requirements gathering with owners, setting up meetings, assisting with ROM's and validating the need vs.