The Alaska Notice of Exempt Securities Transactions Under AS 45.55.900(b)(18) is a form that must be filled out and filed with the Alaska Division of Banking and Securities when certain types of transactions involving securities are exempt from the registration requirements of Alaska's securities laws. The two types of exempt transactions are: (1) transactions involving securities not covered by the Alaska Uniform Securities Act; and (2) transactions involving securities of companies that have been exempted from registration by the Alaska Division of Banking and Securities. This form must be filed with the Division prior to the execution of any exempt transaction. The form requires the filer to provide information such as the names and addresses of the parties involved in the transaction, the type of security involved, the amount of the transaction, and the date of the transaction. The purpose of this form is to ensure that the parties involved in the transaction have been properly informed of their rights and responsibilities, and that the transaction is exempt from the registration requirements of the Alaska Uniform Securities Act.
Alaska Notice of Exempt Securities Transactions Under AS 45.55.900(b)(18)
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