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Alaska Notice of Exempt Securities Transactions Under AS 45.55.900(b)(19)

State:
Alaska
Control #:
AK-GEN08-111
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PDF
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Notice of Exempt Securities Transactions Under AS 45.55.900(b)(19)
Alaska Notice of Exempt Securities Transactions Under AS 45.55.900(b)(19) is a notice filed by companies or individuals who are issuing securities in Alaska and are exempt from registering the securities with the Alaska Division of Banking and Securities. The notice must be filed with the Alaska Division of Banking and Securities within 20 days of the securities being offered for sale. The notice must include information regarding the issuer, type and amount of securities being offered, and the exemption being claimed. There are three types of Alaska Notice of Exempt Securities Transactions Under AS 45.55.900(b)(19): 1. Intrastate Offering Exemption — securities that are offered and sold only within the state of Alaska; 2. Regulation D Offering Exemption — securities that are exempt from registration due to the issuer meeting certain requirements; and 3. Private Offering Exemption — securities that are offered and sold to a limited group of investors, such as family and friends.

Alaska Notice of Exempt Securities Transactions Under AS 45.55.900(b)(19) is a notice filed by companies or individuals who are issuing securities in Alaska and are exempt from registering the securities with the Alaska Division of Banking and Securities. The notice must be filed with the Alaska Division of Banking and Securities within 20 days of the securities being offered for sale. The notice must include information regarding the issuer, type and amount of securities being offered, and the exemption being claimed. There are three types of Alaska Notice of Exempt Securities Transactions Under AS 45.55.900(b)(19): 1. Intrastate Offering Exemption — securities that are offered and sold only within the state of Alaska; 2. Regulation D Offering Exemption — securities that are exempt from registration due to the issuer meeting certain requirements; and 3. Private Offering Exemption — securities that are offered and sold to a limited group of investors, such as family and friends.

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Transactions that involve only family members as described at AS 45.55. 900(b)(20) are exempt from registration.The following governs exemptions under AS 45. Certain securities offerings that are exempt from registration may only be offered to, or purchased by, persons who are "accredited investors. SECTION 3(a)(11) OF THE SECURITIES ACT OF 1933 AND UNDER AS 45.55. This is a self-executing exemption if there is no commission to be paid under (b)(7)(A). 1. Name, Address, and Telephone number of person filing this notice:. Establishing an exemption for the offering and sale of certain securities. (f) Notwithstanding (a) of this section, an issuer may choose to claim an available exemption under AS 45.55. Additional transactional exemptions can be found in § 13.

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Alaska Notice of Exempt Securities Transactions Under AS 45.55.900(b)(19)