Alaska Investment Management Agreement between Fund, Asia Management and NICAM

• Category: Corporations - Public - Investment Companies and Real Estate Investment Trusts (REIT)
• State: Multi-State
• Control #: US-CC-11-121
• Format: Word; Rich Text

Description

This is an Investment Management Agreement, to be used across the United States. An Investment Management Agreement increases the fee to be paid by a mutual fund, to the investment manager. Alaska Investment Management Agreement (AIMS) is a comprehensive contract between a fund, Asia Management, and CICAM that establishes the terms and conditions for managing investments in Alaska. This agreement is designed to outline the roles, responsibilities, and expectations of all parties involved in the investment management process, ensuring transparency, accountability, and the protection of the fund's interests. The AIMS consist of various types, which can be categorized into the following: 1. General Alaska Investment Management Agreement: This primary type of AIMS encompasses the basic framework of the agreement, outlining the key provisions such as the scope of the agreement, objectives of the fund, investment strategies employed, and performance benchmarks. 2. Investment Guidelines: These guidelines specify the investment criteria, restrictions, and asset allocation parameters that Asia Management and CICAM must follow when managing the fund's investments. It includes various aspects like permitted asset classes, investment regions, risk tolerance, and any specific investment preferences. 3. Fee Structure: The fee structure section describes the compensation terms for Asia Management and CICAM's investment management services. It includes details such as management fees, performance-based fees, administrative fees, and any other reimbursable expenses. 4. Reporting and Communication: This section outlines the reporting requirements, frequency, and format for Asia Management and CICAM to provide updates on the fund's performance, portfolio composition, and any other material information that may impact the fund's investments. It may also cover the communication channels and procedures to ensure effective communication between all parties. 5. Termination and Dispute Resolution: In case of any breach or unsatisfactory performance, this section defines the conditions and procedures for terminating the agreement. It also includes provisions regarding dispute resolution mechanisms such as mediation or arbitration to address any conflicts that may arise during the contract period. 6. Confidentiality and Non-Disclosure: This part emphasizes the need for confidentiality of sensitive information exchanged between the parties, such as trade secrets, investment strategies, transaction details, and client data, ensuring that all parties maintain the highest level of confidentiality and do not disclose such information to third parties without prior consent. 7. Legal and Regulatory Compliance: This segment highlights the obligations to comply with all applicable laws, regulations, and industry standards governing investment management activities in the Alaskan market. It may include requirements related to anti-money laundering, know-your-customer procedures, and compliance with the Securities and Exchange Commission or other relevant authorities. 8. Governing Law and Jurisdiction: The governing law and jurisdiction clause specifies the applicable jurisdiction and laws governing the agreement, ensuring legal consistency and resolving potential conflicts under a chosen legal system. It is important to note that the specific types and clauses within an Alaska Investment Management Agreement may vary based on the unique requirements, goals, and preferences of the fund, Asia Management, and CICAM.

Alaska Investment Management Agreement (AIMS) is a comprehensive contract between a fund, Asia Management, and CICAM that establishes the terms and conditions for managing investments in Alaska. This agreement is designed to outline the roles, responsibilities, and expectations of all parties involved in the investment management process, ensuring transparency, accountability, and the protection of the fund's interests. The AIMS consist of various types, which can be categorized into the following: 1. General Alaska Investment Management Agreement: This primary type of AIMS encompasses the basic framework of the agreement, outlining the key provisions such as the scope of the agreement, objectives of the fund, investment strategies employed, and performance benchmarks. 2. Investment Guidelines: These guidelines specify the investment criteria, restrictions, and asset allocation parameters that Asia Management and CICAM must follow when managing the fund's investments. It includes various aspects like permitted asset classes, investment regions, risk tolerance, and any specific investment preferences. 3. Fee Structure: The fee structure section describes the compensation terms for Asia Management and CICAM's investment management services. It includes details such as management fees, performance-based fees, administrative fees, and any other reimbursable expenses. 4. Reporting and Communication: This section outlines the reporting requirements, frequency, and format for Asia Management and CICAM to provide updates on the fund's performance, portfolio composition, and any other material information that may impact the fund's investments. It may also cover the communication channels and procedures to ensure effective communication between all parties. 5. Termination and Dispute Resolution: In case of any breach or unsatisfactory performance, this section defines the conditions and procedures for terminating the agreement. It also includes provisions regarding dispute resolution mechanisms such as mediation or arbitration to address any conflicts that may arise during the contract period. 6. Confidentiality and Non-Disclosure: This part emphasizes the need for confidentiality of sensitive information exchanged between the parties, such as trade secrets, investment strategies, transaction details, and client data, ensuring that all parties maintain the highest level of confidentiality and do not disclose such information to third parties without prior consent. 7. Legal and Regulatory Compliance: This segment highlights the obligations to comply with all applicable laws, regulations, and industry standards governing investment management activities in the Alaskan market. It may include requirements related to anti-money laundering, know-your-customer procedures, and compliance with the Securities and Exchange Commission or other relevant authorities. 8. Governing Law and Jurisdiction: The governing law and jurisdiction clause specifies the applicable jurisdiction and laws governing the agreement, ensuring legal consistency and resolving potential conflicts under a chosen legal system. It is important to note that the specific types and clauses within an Alaska Investment Management Agreement may vary based on the unique requirements, goals, and preferences of the fund, Asia Management, and CICAM.