The Alabama Sub-Advisory Agreement between Prudential Investments Fund Management, LLC (IFM) and The Prudential Investment Corp. (EPIC) outlines the terms and conditions for the provision of investment advisory services in the state of Alabama. This agreement defines the responsibilities and obligations of both parties to ensure a mutually beneficial relationship and adherence to applicable laws and regulations. Keywords: Alabama Sub-Advisory Agreement, investment advisory services, Prudential Investments Fund Management, The Prudential Investment Corp., terms and conditions, responsibilities, obligations, mutually beneficial, laws and regulations. There can be different types of Alabama Sub-Advisory Agreements between IFM and EPIC, depending on the specific scope and nature of the investment advisory services provided. While the agreement's core components remain similar, variations can arise based on factors such as the client's investment goals, risk tolerance, and desired level of involvement. 1. Traditional Sub-Advisory Agreement: This type of agreement establishes a standard client-advisor relationship, where IFM acts as a sub-advisor to EPIC, providing investment advisory services on behalf of EPIC's clients in Alabama. The agreement defines the roles and responsibilities of each party, including the scope of services, fees, investment strategy, reporting, and compliance requirements. 2. Specialized Sub-Advisory Agreement: In certain cases, IFM and EPIC may enter into a specialized sub-advisory agreement that caters to specific investment requirements. This agreement may be tailored to address unique investment strategies, asset classes, or client segments that require specialized knowledge or expertise. It outlines the specific terms and conditions related to the specialized services provided. 3. Fixed-Term Sub-Advisory Agreement: This type of agreement specifies a fixed term during which IFM acts as a sub-advisor to EPIC. The duration of the agreement can vary based on factors such as investment objectives, market conditions, or client preferences. It outlines the terms and conditions for the provision of investment advisory services during the agreed-upon term, including fees, performance benchmarks, and reporting requirements. 4. Renewal Sub-Advisory Agreement: This agreement is entered into when IFM and EPIC mutually agree to extend the existing sub-advisory relationship beyond the initial term. It outlines the terms and conditions for the renewed period, including any changes in fees, services, or other relevant provisions. These are examples of potential Alabama Sub-Advisory Agreements between IFM and EPIC regarding the provision of investment advisory services. It is important to note that the specific agreement entered into will depend on the parties' requirements, preferences, and the nature of the client's investment needs.
Alabama Sub-Advisory Agreement between Prudential Investments Fund Management, LLC and The Prudential Investment Corp. regarding provision of investment advisory services
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