Arkansas Investment Agreement
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Make edits, fill in missing information, and update formatting in US Legal Forms—just like you would in MS Word.
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Sign and collect signatures with our SignNow integration. Send to multiple recipients, set reminders, and more. Go Premium to unlock E-Sign.
If this form requires notarization, complete it online through a secure video call—no need to meet a notary in person or wait for an appointment.
We protect your documents and personal data by following strict security and privacy standards.
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FAQ
Fiduciary duty: RIAs are required to act as fiduciaries, meaning that they must act in the best interests of clients and avoid any conflict of interest concerning products and services offered to them.
Most states require RIAs to have a net worth of at least $35,000 if they have actual custody of client funds and $10,000 if they do not; RIAs who fail to meet this requirement must post a surety bond. (The rules for this requirement, as well as several other aspects of registration, vary from state to state.)
ArkPlus Income Tax Credit (ACA §15-4-2706(b)) The Consolidated Incentive Act 182 of 2003, as amended, allows the Arkansas Economic Development Commission (AEDC) to provide a ten percent (10%) income tax credit to eligible businesses based on the total investment in a new location or expansion project.
An investment adviser is an individual or company who's paid for providing advice about securities to their clients.
De minimis rule Investment advisers can avoid registration in a state if these two conditions are met: No place of business in the state. Maintains 5 or fewer retail clients in a 12-month period.
De Minimis. Our definition of IA excludes a person with no place of business in Arkansas that has had fewer than six (6) clients that are residents of Arkansas, other than institutional investors, during the preceding twelve-month period. VI.
