Arizona Form ADV-NR

State:
Arizona
Control #:
AZ-BSS-28
Format:
PDF
Instant download
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Public form

Description

Form ADV-NR Arizona Form ADV-NR is a notification form that is used by investment advisors who are registered with the Arizona Corporation Commission (ACC). This form is used to provide notice to the ACC of any changes to an investment advisor’s registration information or to register as an investment advisor with the ACC. It is important to note that Arizona Form ADV-NR is not the same as Form ADV, which is used to register with the Securities and Exchange Commission (SEC). There are two types of Arizona Form ADV-NR: Initial and Amendment. The Initial Form ADV-NR is used to register as a new investment advisor with the ACC. The Amendment Form ADV-NR is used to provide notice to the ACC of any changes to an investment advisor’s registration information. Both forms must be completed with information such as the investment advisor’s name, address, and contact information, as well as details about the investment advisor’s business activities.

Arizona Form ADV-NR is a notification form that is used by investment advisors who are registered with the Arizona Corporation Commission (ACC). This form is used to provide notice to the ACC of any changes to an investment advisor’s registration information or to register as an investment advisor with the ACC. It is important to note that Arizona Form ADV-NR is not the same as Form ADV, which is used to register with the Securities and Exchange Commission (SEC). There are two types of Arizona Form ADV-NR: Initial and Amendment. The Initial Form ADV-NR is used to register as a new investment advisor with the ACC. The Amendment Form ADV-NR is used to provide notice to the ACC of any changes to an investment advisor’s registration information. Both forms must be completed with information such as the investment advisor’s name, address, and contact information, as well as details about the investment advisor’s business activities.

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