The Arizona Investment Advisory Agreement is a legally binding contract between Equity Strategies Fund, Inc. (ESF) and EPSF Advisors, Inc. that governs the provision of investment advisory services. This agreement outlines the terms and conditions under which EPSF Advisors will provide its expertise and advice to ESF in managing their investment strategies and portfolios. The primary objective of this agreement is to establish a mutually beneficial partnership between ESF and EPSF Advisors, ensuring effective communication, transparency, and a shared vision in the investment process. By entering into this agreement, ESF acknowledges the expertise, experience, and judgment of EPSF Advisors in making investment decisions on its behalf. The content of the Arizona Investment Advisory Agreement typically covers various key aspects, including: 1. Services Provided: It defines the scope of investment advisory services to be rendered by EPSF Advisors, such as portfolio management, asset allocation, and risk assessment. 2. Investment Objectives: This section outlines the specific investment goals and targets that ESF wishes to achieve under the guidance of EPSF Advisors, considering factors like risk tolerance, investment horizon, and financial objectives. 3. Fee Structure: The agreement sets forth the compensation structure for EPSF Advisor's services. This may include management fees, performance-based fees, and other applicable charges, which are typically calculated as a percentage of the assets under management. 4. Compliance and Regulatory Obligations: Both ESF and EPSF Advisors must adhere to relevant laws, rules, and regulations governing the provision of investment advisory services in the state of Arizona. This section highlights the importance of compliance and establishes the responsibilities of both parties. It is worth noting that there may be different types or variations of the Arizona Investment Advisory Agreement offered by ESF and EPSF Advisors. These could include: 1. Standard Advisory Agreement: This is the most common form of the agreement, covering the typical range of investment advisory services provided by EPSF Advisors to ESF. 2. Customized Advisory Agreement: In certain cases, ESF may require tailored investment advisory services that go beyond the scope of the standard agreement. In such instances, a customized agreement may be created to specifically address the unique needs and requirements of ESF. In conclusion, the Arizona Investment Advisory Agreement of Equity Strategies Fund, Inc. and EPSF Advisors, Inc. is a comprehensive contract that establishes the framework for the provision of investment advisory services, outlining the roles, responsibilities, and compensation arrangements between the two parties. It is designed to ensure a clear and mutually beneficial working relationship, promoting the achievement of ESF's investment objectives while complying with applicable legal and regulatory obligations.
Arizona Investment Advisory Agreement of Equity Strategies Fund, Inc. and EQSF Advisors, Inc.
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They provide clear guidelines of what is expected of each party in order for your needs to be met. Investment advisory agreements typically include terms related to the advisors fee structure, investment methodology, level of risk a client is willing to take, and more.
The Investment Advisers Act (IAA) was passed in 1940 to monitor those who, for a fee, advise people, pension funds, and institutions on investment matters.
This agreement is meant to be a blueprint of sorts for you as the client because it spells out both what the financial advisor will do you for you, such as provide general advice or recommend specific investment moves for your portfolio, as well as what your responsibilities are.
An advisor agreement is a legal document used between a company and an advisor they have hired. The legal agreements outlines the expectations and obligation between the two parties, including the role and responsibilities of the advisor, their compensation, confidentiality, and assignment of work.