Arizona Investment Management Agreement regarding the employment of Morgan Stanley Dean Witter Advisors, Inc. to render management and investment advisory services

• Category: Corporations - Public - Management
• State: Multi-State
• Control #: US-EG-9318
• Format: Word; Rich Text

Description

Investment Management Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. regarding the employment of Morgan Stanley Dean Witter Advisors, Inc. to render management and investment advisory services dated The Arizona Investment Management Agreement is a legally binding contract that outlines the terms and conditions regarding the employment of Morgan Stanley Dean Witter Advisors, Inc. to provide management and investment advisory services in the state of Arizona. Under this agreement, Morgan Stanley Dean Witter Advisors, Inc. undertakes the responsibility of managing and advising on the investment portfolios of clients in accordance with their stated financial goals and risk tolerance. The agreement emphasizes the importance of acting in the best interests of the clients and maintaining a high standard of professionalism and care. The agreement establishes a clear understanding of the scope of services to be provided by Morgan Stanley Dean Witter Advisors, Inc. This may include investment research, asset allocation, portfolio construction, monitoring, and periodic reporting to the clients. The services are tailored to meet the unique investment objectives and needs of each client. In terms of compensation, the agreement clearly outlines the fee structure applicable to the services rendered by Morgan Stanley Dean Witter Advisors, Inc. This may include a percentage of assets under management, performance-based fees, or a combination of both. The precise fee arrangement is determined through negotiations between the parties involved. In order to protect the interests of the clients, the agreement may include provisions addressing potential conflicts of interest that may arise during the course of the advisory relationship. Morgan Stanley Dean Witter Advisors, Inc. is required to fully disclose any conflicts and take appropriate measures to mitigate them. The Arizona Investment Management Agreement may also include provisions related to termination of the agreement, either by the client or by Morgan Stanley Dean Witter Advisors, Inc. These provisions typically outline the notice period required for termination and any applicable fees or penalties for early termination. Regarding specific types of Arizona Investment Management Agreements involving Morgan Stanley Dean Witter Advisors, Inc., there may be variations depending on the specific services offered or the nature of the client's investment objectives. Some potential types of agreements could include: 1. Individual Investment Management Agreement: This type of agreement is tailored to meet the unique investment goals and preferences of an individual client, taking into account factors such as risk tolerance, time horizon, and financial resources. 2. Institutional Investment Management Agreement: Designed for institutional clients such as pension funds, endowments, or foundations, this agreement addresses the specific investment needs and requirements of these organizations, which may involve a different level of complexity and expertise. 3. Family Office Investment Management Agreement: Family offices often have a multi-generational focus and require specialized investment management services to preserve wealth and manage intergenerational wealth transfer. This agreement caters to the unique needs of high-net-worth families. 4. Retirement Plan Investment Management Agreement: This agreement pertains to the management of retirement plan assets, such as 401(k) plans, where Morgan Stanley Dean Witter Advisors, Inc. provides guidance on investment options and helps meet fiduciary responsibilities. These various types of Arizona Investment Management Agreements highlight the flexibility and customization that Morgan Stanley Dean Witter Advisors, Inc. offers to its clients, ensuring that their investment objectives are met while adhering to applicable legal and regulatory requirements.

The Arizona Investment Management Agreement is a legally binding contract that outlines the terms and conditions regarding the employment of Morgan Stanley Dean Witter Advisors, Inc. to provide management and investment advisory services in the state of Arizona. Under this agreement, Morgan Stanley Dean Witter Advisors, Inc. undertakes the responsibility of managing and advising on the investment portfolios of clients in accordance with their stated financial goals and risk tolerance. The agreement emphasizes the importance of acting in the best interests of the clients and maintaining a high standard of professionalism and care. The agreement establishes a clear understanding of the scope of services to be provided by Morgan Stanley Dean Witter Advisors, Inc. This may include investment research, asset allocation, portfolio construction, monitoring, and periodic reporting to the clients. The services are tailored to meet the unique investment objectives and needs of each client. In terms of compensation, the agreement clearly outlines the fee structure applicable to the services rendered by Morgan Stanley Dean Witter Advisors, Inc. This may include a percentage of assets under management, performance-based fees, or a combination of both. The precise fee arrangement is determined through negotiations between the parties involved. In order to protect the interests of the clients, the agreement may include provisions addressing potential conflicts of interest that may arise during the course of the advisory relationship. Morgan Stanley Dean Witter Advisors, Inc. is required to fully disclose any conflicts and take appropriate measures to mitigate them. The Arizona Investment Management Agreement may also include provisions related to termination of the agreement, either by the client or by Morgan Stanley Dean Witter Advisors, Inc. These provisions typically outline the notice period required for termination and any applicable fees or penalties for early termination. Regarding specific types of Arizona Investment Management Agreements involving Morgan Stanley Dean Witter Advisors, Inc., there may be variations depending on the specific services offered or the nature of the client's investment objectives. Some potential types of agreements could include: 1. Individual Investment Management Agreement: This type of agreement is tailored to meet the unique investment goals and preferences of an individual client, taking into account factors such as risk tolerance, time horizon, and financial resources. 2. Institutional Investment Management Agreement: Designed for institutional clients such as pension funds, endowments, or foundations, this agreement addresses the specific investment needs and requirements of these organizations, which may involve a different level of complexity and expertise. 3. Family Office Investment Management Agreement: Family offices often have a multi-generational focus and require specialized investment management services to preserve wealth and manage intergenerational wealth transfer. This agreement caters to the unique needs of high-net-worth families. 4. Retirement Plan Investment Management Agreement: This agreement pertains to the management of retirement plan assets, such as 401(k) plans, where Morgan Stanley Dean Witter Advisors, Inc. provides guidance on investment options and helps meet fiduciary responsibilities. These various types of Arizona Investment Management Agreements highlight the flexibility and customization that Morgan Stanley Dean Witter Advisors, Inc. offers to its clients, ensuring that their investment objectives are met while adhering to applicable legal and regulatory requirements.