Selected Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. regarding the sale of shares dated January, 2000. 3 pages.
Title: Understanding the Arizona Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. Introduction: The Arizona Dealers Agreement serves as a legally binding document outlining the terms and conditions under which Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. engage in various financial activities within the state of Arizona. This agreement facilitates the exchange of assets, investments, and related services between the two entities, establishing a mutually beneficial relationship. Below, we explore the different types of Arizona Dealers Agreement that may exist between the parties in question. Types of Arizona Dealers Agreements: 1. General Arizona Dealers Agreement: This agreement broadly encompasses the overall partnership and cooperation between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. It defines the parameters within which the entities can collaborate on various investment opportunities, asset allocation strategies, and other financial ventures within Arizona. 2. Investment Banking Arizona Dealers Agreement: This specific type of agreement focuses on investment banking services offered by Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. in Arizona. It details the responsibilities, fee structures, disclosure requirements, and scope of services provided under this arrangement. Investments may include corporate finance, mergers and acquisitions, advisory services, underwriting, and debt/equity issuance, among others. 3. Securities Trading Arizona Dealers Agreement: This agreement governs the buying, selling, and trading of securities between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. within the state of Arizona. It establishes rules related to order execution, trade settlement, account management, confidentiality, market-making activities, risk management, and compliance with regulatory frameworks. 4. Wealth Management Arizona Dealers Agreement: This type of agreement pertains to the provision of wealth management services to clients located in Arizona by Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. It outlines the expectations, roles, and responsibilities of both parties when engaging in financial planning, portfolio management, trust and estate services, retirement planning, and other wealth management activities. Keywords: Arizona Dealers Agreement, Active Assets Premier Money Trust, Morgan Stanley Dean Witter Advisors, Inc., financial activities, investments, asset allocation, investment banking, securities trading, wealth management, corporate finance, mergers and acquisitions, advisory services, underwriting, debt/equity issuance, order execution, trade settlement, account management, market-making activities, regulatory compliance, portfolio management, trust and estate services, retirement planning.
Title: Understanding the Arizona Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. Introduction: The Arizona Dealers Agreement serves as a legally binding document outlining the terms and conditions under which Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. engage in various financial activities within the state of Arizona. This agreement facilitates the exchange of assets, investments, and related services between the two entities, establishing a mutually beneficial relationship. Below, we explore the different types of Arizona Dealers Agreement that may exist between the parties in question. Types of Arizona Dealers Agreements: 1. General Arizona Dealers Agreement: This agreement broadly encompasses the overall partnership and cooperation between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. It defines the parameters within which the entities can collaborate on various investment opportunities, asset allocation strategies, and other financial ventures within Arizona. 2. Investment Banking Arizona Dealers Agreement: This specific type of agreement focuses on investment banking services offered by Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. in Arizona. It details the responsibilities, fee structures, disclosure requirements, and scope of services provided under this arrangement. Investments may include corporate finance, mergers and acquisitions, advisory services, underwriting, and debt/equity issuance, among others. 3. Securities Trading Arizona Dealers Agreement: This agreement governs the buying, selling, and trading of securities between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. within the state of Arizona. It establishes rules related to order execution, trade settlement, account management, confidentiality, market-making activities, risk management, and compliance with regulatory frameworks. 4. Wealth Management Arizona Dealers Agreement: This type of agreement pertains to the provision of wealth management services to clients located in Arizona by Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. It outlines the expectations, roles, and responsibilities of both parties when engaging in financial planning, portfolio management, trust and estate services, retirement planning, and other wealth management activities. Keywords: Arizona Dealers Agreement, Active Assets Premier Money Trust, Morgan Stanley Dean Witter Advisors, Inc., financial activities, investments, asset allocation, investment banking, securities trading, wealth management, corporate finance, mergers and acquisitions, advisory services, underwriting, debt/equity issuance, order execution, trade settlement, account management, market-making activities, regulatory compliance, portfolio management, trust and estate services, retirement planning.