Arizona Investor Certification Form

State:
Multi-State
Control #:
US-ENTREP-009-1
Format:
Word; 
Rich Text
Instant download

Description

Aninvestment certificateis an investment product offered by an investment company or brokerage firm designed to offer a competitive yield to an investor with the added safety of their principal. A certificate allows the investor to make an investment and to earn a guaranteed interest rate for a predetermined amount of time. The product rules and specifics can vary depending on the company selling the certificates.
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FAQ

A limited liability company is owned by its members.

Searching the Arizona Business Name Database Visit the AZCC Business Entity Search Page: ... Enter your complete LLC name (including the designator) and click ?Name Availability Check?.

State Licensure: Form ADV Parts 1 and 2 submitted through FINRA IARD [A.R.S. ... Affidavit of Adviser Activity in Arizona [A.R.S. ... $250 fee submitted through FINRA IARD [A.R.S. ... Audited Balance sheet (if required) [A.R.S. ... Confirmation of written advisory agreement [A.R.S. ... Additonal requirements for sole proprietors:

Question: How can I check the records of the Arizona Corporation Commission to see if my new LLC's Articles of Organization have been approved or if the information listed for the company and its members and managers is correct? Answer: Search for the LLC on the Arizona Corporation Commission's name search database.

Any company registered in Arizona can order certified copies of its official formation documents from the Arizona Corporation Commission. Processing time is typically 6-9 business days plus mailing time.

The fastest, most convenient way to submit your documentation is by using the A.C.C.'s online services at . If you are forming an LLC, you will submit Articles of Organization. If you are forming a corporation, you will submit Articles of Incorporation.

Though processing times vary depending on the number of pending applications, it generally takes a little under two months to process an LLC registration in Arizona. Most applicants report the process takes 50 ? 55 days. If time is of the essence, you can pay an additional fee for expedited processing.

File Your Arizona LLC Articles of Organization Submit Your LLC's Official Name. Add A Copy of the Name Reservation Certificate. Provide the name and address of your statutory agent. Certify your LLC has at least one member. Select the type of LLC you're forming. Choose a filing date. Attach any needed statements.

Question: How can I check the records of the Arizona Corporation Commission to see if my new LLC's Articles of Organization have been approved or if the information listed for the company and its members and managers is correct? Answer: Search for the LLC on the Arizona Corporation Commission's name search database.

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Arizona Investor Certification Form