The California Sub-Advisory Agreement of Berger and Berman Management, Inc. is a comprehensive legal document that outlines the terms and conditions for the sub-advisory services offered by Berger and Berman Management, Inc. In this agreement, specific aspects related to the California jurisdiction are addressed, ensuring compliance with state laws and regulations. Keywords related to this agreement could include "sub-advisory services," "investment management," "Berger and Berman Management, Inc.," and "California jurisdiction." Within the realm of California Sub-Advisory Agreements offered by Berger and Berman Management, Inc., there may be different types or variations to suit the unique needs of clients. These variations could include: 1. California Sub-Advisory Agreement for Institutional Investors: This agreement caters specifically to institutional investors who seek professional sub-advisory services from Berger and Berman Management, Inc. It might include detailed provisions related to reporting requirements, fee structure, investment guidelines, and risk management protocols, tailored to meet institutional investor expectations. 2. California Sub-Advisory Agreement for Mutual Funds: This type of agreement is designed for mutual funds that engage Berger and Berman Management, Inc. as a sub-advisor. It likely emphasizes compliance with the rules and regulations set forth by regulatory bodies such as the Securities and Exchange Commission (SEC) and the California Department of Financial Protection and Innovation. It might also touch upon the allocation of assets, investment strategies, and disclosure requirements. 3. California Sub-Advisory Agreement for High-Net-Worth Individuals: Berger and Berman Management, Inc. may offer a specific agreement tailored to high-net-worth individuals who desire personalized investment management services. This agreement could involve provisions related to wealth preservation, succession planning, tax optimization, and estate planning, all within the framework of California laws. Overall, the California Sub-Advisory Agreement of Berger and Berman Management, Inc. serves as a crucial legal instrument that sets forth the rights and obligations of both Berger and Berman Management, Inc. and their clients, ensuring transparency, compliance, and a clear understanding of the nature of the sub-advisory relationship.
California Sub-Advisory Agreement of Neuberger and Berman Management, Inc.
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A subadvisory agreement is a legally binding agreement between a mutual fund and an advisor. These agreements outline the terms and conditions of the relationship between the fund and the advisor and what rights and responsibilities are expected of each party.
Neuberger Berman BD LLC is a registered broker-dealer and member FINRA/SIPC.
Neuberger Berman's range of fund types includes UCITS, QIAIFs and private funds, among others. They span asset classes, investment styles and geographies, offering investors a broad range of options to suit their investment objectives.
Neuberger Berman Group LLC has chosen J.P. Morgan Clearing Corp.
Joseph V. Amato serves as President of Neuberger Berman Group LLC and Chief Investment Officer of Equities. He is a member of the firm's Board of Directors and its Audit Committee. His responsibilities also include overseeing the firm's Fixed Income and hedge fund businesses.