California Investment Advisory Agreement between BNY Hamilton Large Growth CRT Fund and The Bank of New York

• Category: Corporations - Public - Advisory
• State: Multi-State
• Control #: US-EG-9076
• Format: Word; Rich Text

Description

Investment Advisory Agreement between BNY Hamilton Large Growth CRT Fund and The Bank of New York dated January 3, 2000. 4 pages Title: California Investment Advisory Agreement between BNY Hamilton Large Growth CRT Fund and The Bank of New York Keywords: Investment Advisory Agreement, California, BNY Hamilton Large Growth CRT Fund, The Bank of New York Introduction: The California Investment Advisory Agreement serves as a binding contract between the BNY Hamilton Large Growth CRT Fund (the "Fund") and The Bank of New York (BNY), outlining the terms and conditions of their cooperative investment advisory relationship. This agreement enables BNY to act as the investment advisor to the Fund, offering its expertise and guidance in managing investment strategies and achieving financial goals. Types of California Investment Advisory Agreements: 1. Limited Authority Agreement: Under this agreement, BNY acts as a limited investment advisor, providing guidance on specific investment decisions or a specific portfolio, while the Fund retains the authority to make final investment decisions. 2. Full Discretion Agreement: In a full discretion agreement, BNY assumes complete responsibility and authority in making investment decisions on behalf of the Fund, adhering to the agreed-upon investment objectives. 3. Fee Structure Agreement: A fee structure agreement details the compensation arrangement between BNY and the Fund, outlining how fees are calculated, paid, and any associated expenses resulting from BNY's advisory services. 4. Performance-Based Fee Agreement: This type of agreement aligns BNY's compensation with the performance of the Fund's investments, incentivizing BNY to maximize returns while also protecting the Fund's interests. Key Terms and Provisions: 1. Investment Strategy and Objectives: The agreement defines the investment strategy and objectives agreed upon by both parties, including risk tolerance, portfolio diversification, and desired financial returns. 2. Advisory Services: BNY's role as an investment advisor is clearly outlined, detailing the services provided, such as research, analysis, investment recommendations, and ongoing monitoring of the Fund's portfolio. 3. Mutual Fund Selection: If applicable, the agreement may specify BNY's responsibility in selecting mutual funds, evaluating their performance, and determining their suitability for the Fund's investment objectives. 4. Reporting and Communication: The agreement sets expectations for regular reporting and communication between BNY and the Fund, including frequency, format, and the key information to be included in the reports. 5. Duration and Termination: It defines the duration of the agreement and outlines conditions under which either party may terminate the agreement, such as non-compliance with agreed terms or upon mutual consent. 6. Confidentiality and Non-Disclosure: The agreement includes provisions to protect the confidentiality of sensitive information disclosed during the advisory relationship and restricts either party from disclosing such information to third parties. 7. Representations and Indemnification: Both parties make representations and warranties regarding their authority to enter into the agreement. The agreement may also include indemnification clauses, protecting both parties from potential losses resulting from a breach. Conclusion: The California Investment Advisory Agreement establishes a formal relationship between BNY Hamilton Large Growth CRT Fund and The Bank of New York, outlining the responsibilities, compensation, and terms of their investment advisory partnership. It ensures transparency, aligns objectives, and sets the framework for effective collaboration to achieve the Fund's investment goals.

Title: California Investment Advisory Agreement between BNY Hamilton Large Growth CRT Fund and The Bank of New York Keywords: Investment Advisory Agreement, California, BNY Hamilton Large Growth CRT Fund, The Bank of New York Introduction: The California Investment Advisory Agreement serves as a binding contract between the BNY Hamilton Large Growth CRT Fund (the "Fund") and The Bank of New York (BNY), outlining the terms and conditions of their cooperative investment advisory relationship. This agreement enables BNY to act as the investment advisor to the Fund, offering its expertise and guidance in managing investment strategies and achieving financial goals. Types of California Investment Advisory Agreements: 1. Limited Authority Agreement: Under this agreement, BNY acts as a limited investment advisor, providing guidance on specific investment decisions or a specific portfolio, while the Fund retains the authority to make final investment decisions. 2. Full Discretion Agreement: In a full discretion agreement, BNY assumes complete responsibility and authority in making investment decisions on behalf of the Fund, adhering to the agreed-upon investment objectives. 3. Fee Structure Agreement: A fee structure agreement details the compensation arrangement between BNY and the Fund, outlining how fees are calculated, paid, and any associated expenses resulting from BNY's advisory services. 4. Performance-Based Fee Agreement: This type of agreement aligns BNY's compensation with the performance of the Fund's investments, incentivizing BNY to maximize returns while also protecting the Fund's interests. Key Terms and Provisions: 1. Investment Strategy and Objectives: The agreement defines the investment strategy and objectives agreed upon by both parties, including risk tolerance, portfolio diversification, and desired financial returns. 2. Advisory Services: BNY's role as an investment advisor is clearly outlined, detailing the services provided, such as research, analysis, investment recommendations, and ongoing monitoring of the Fund's portfolio. 3. Mutual Fund Selection: If applicable, the agreement may specify BNY's responsibility in selecting mutual funds, evaluating their performance, and determining their suitability for the Fund's investment objectives. 4. Reporting and Communication: The agreement sets expectations for regular reporting and communication between BNY and the Fund, including frequency, format, and the key information to be included in the reports. 5. Duration and Termination: It defines the duration of the agreement and outlines conditions under which either party may terminate the agreement, such as non-compliance with agreed terms or upon mutual consent. 6. Confidentiality and Non-Disclosure: The agreement includes provisions to protect the confidentiality of sensitive information disclosed during the advisory relationship and restricts either party from disclosing such information to third parties. 7. Representations and Indemnification: Both parties make representations and warranties regarding their authority to enter into the agreement. The agreement may also include indemnification clauses, protecting both parties from potential losses resulting from a breach. Conclusion: The California Investment Advisory Agreement establishes a formal relationship between BNY Hamilton Large Growth CRT Fund and The Bank of New York, outlining the responsibilities, compensation, and terms of their investment advisory partnership. It ensures transparency, aligns objectives, and sets the framework for effective collaboration to achieve the Fund's investment goals.