California Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc.

• Category: Corporations - Public
• State: Multi-State
• Control #: US-EG-9320
• Format: Word; Rich Text

Description

Selected Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. regarding the sale of shares dated January, 2000. 3 pages. California Dealers Agreement is a legal document that establishes a contractual relationship between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc., two renowned financial institutions operating in the state of California. This agreement outlines the terms and conditions under which the parties agree to engage in financial transactions and investment activities. The California Dealers Agreement serves as a comprehensive framework for governing various aspects of the business relationship between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. It includes provisions related to securities trading, investment advisory services, risk management, compliance, and legal obligations. By signing this agreement, both parties acknowledge their commitment to abide by the terms and conditions outlined within. This agreement ensures that both Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. act in accordance with applicable laws and regulations governing financial transactions, ensuring transparency, fairness, and accountability. It establishes a formal understanding safeguarding the interests of both parties and facilitates a smooth working relationship. Different types of California Dealers Agreements may exist between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc., depending on the nature and scope of their collaboration. Some specialized agreements may focus on specific financial activities such as trading securities, managing investment portfolios, or providing consulting services. These agreements would provide more detailed provisions tailored to the specific services being rendered. Within the California Dealers Agreement, key aspects would include the following: 1. Terms and Conditions: Clearly defined terms and conditions for the engagement, including the duration of the agreement, termination clauses, and obligations of both parties. 2. Scope of Services: Detailed description of the investment and financial services provided by Morgan Stanley Dean Witter Advisors, Inc. to Active Assets Premier Money Trust, including the nature of the transactions and the restrictions or limitations imposed. 3. Regulatory Compliance: Provision outlining the responsibility of both parties to adhere to relevant federal and state laws, regulations, and industry standards pertaining to financial transactions, data security, confidentiality, and investor protection. 4. Compensation and Fees: Agreement on the compensation structure, including any management fees, trading commissions, or performance-based incentives payable by Active Assets Premier Money Trust to Morgan Stanley Dean Witter Advisors, Inc., as well as the frequency and mode of payments. 5. Confidentiality and Data Protection: Measures established to safeguard sensitive information and trade secrets exchanged between the parties, ensuring data privacy and protection in accordance with legal requirements. 6. Dispute Resolution: Mechanism for resolving disputes or disagreements arising from the interpretation or implementation of the agreement, which may include alternative dispute resolution methods such as arbitration or mediation. Overall, the California Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. establishes a formal and transparent relationship, facilitating fruitful collaboration in the realm of financial transactions while ensuring compliance with regulatory standards and protecting the interests of all parties involved.

California Dealers Agreement is a legal document that establishes a contractual relationship between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc., two renowned financial institutions operating in the state of California. This agreement outlines the terms and conditions under which the parties agree to engage in financial transactions and investment activities. The California Dealers Agreement serves as a comprehensive framework for governing various aspects of the business relationship between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. It includes provisions related to securities trading, investment advisory services, risk management, compliance, and legal obligations. By signing this agreement, both parties acknowledge their commitment to abide by the terms and conditions outlined within. This agreement ensures that both Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. act in accordance with applicable laws and regulations governing financial transactions, ensuring transparency, fairness, and accountability. It establishes a formal understanding safeguarding the interests of both parties and facilitates a smooth working relationship. Different types of California Dealers Agreements may exist between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc., depending on the nature and scope of their collaboration. Some specialized agreements may focus on specific financial activities such as trading securities, managing investment portfolios, or providing consulting services. These agreements would provide more detailed provisions tailored to the specific services being rendered. Within the California Dealers Agreement, key aspects would include the following: 1. Terms and Conditions: Clearly defined terms and conditions for the engagement, including the duration of the agreement, termination clauses, and obligations of both parties. 2. Scope of Services: Detailed description of the investment and financial services provided by Morgan Stanley Dean Witter Advisors, Inc. to Active Assets Premier Money Trust, including the nature of the transactions and the restrictions or limitations imposed. 3. Regulatory Compliance: Provision outlining the responsibility of both parties to adhere to relevant federal and state laws, regulations, and industry standards pertaining to financial transactions, data security, confidentiality, and investor protection. 4. Compensation and Fees: Agreement on the compensation structure, including any management fees, trading commissions, or performance-based incentives payable by Active Assets Premier Money Trust to Morgan Stanley Dean Witter Advisors, Inc., as well as the frequency and mode of payments. 5. Confidentiality and Data Protection: Measures established to safeguard sensitive information and trade secrets exchanged between the parties, ensuring data privacy and protection in accordance with legal requirements. 6. Dispute Resolution: Mechanism for resolving disputes or disagreements arising from the interpretation or implementation of the agreement, which may include alternative dispute resolution methods such as arbitration or mediation. Overall, the California Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. establishes a formal and transparent relationship, facilitating fruitful collaboration in the realm of financial transactions while ensuring compliance with regulatory standards and protecting the interests of all parties involved.