Colorado Sub-Advisory Agreement of Neuberger and Berman Management, Inc.

• Category: Corporations - Public - Restructuring
• State: Multi-State
• Control #: US-CC-7-644
• Format: Word; Rich Text

Description

This sample form, a detailed Sub-advisory Agreement document, is a model for use in corporate matters. The language is easily adapted to fit your specific circumstances. Available in several standard formats. The Colorado Sub-Advisory Agreement of Berger and Berman Management, Inc. is a legal contract that outlines the terms and conditions of a sub-advisory relationship between Berger and Berman Management, Inc. (BMI) and a firm or entity operating in the state of Colorado. This agreement defines the roles, responsibilities, and obligations of both parties involved in the sub-advisory arrangement. As an investment management company, BMI offers sub-advisory services to clients looking for specialized investment expertise or diversification in their portfolios. The Colorado Sub-Advisory Agreement caters specifically to firms and entities based in Colorado who wish to engage BMI as their sub-advisor. Key provisions in the agreement cover various aspects, including: 1. Sub-advisory Services: The agreement clearly outlines the scope and nature of the sub-advisory services to be provided by BMI. This may include investment advice, asset allocation, portfolio management, risk assessment, and other related services. 2. Compensation and Fees: The agreement specifies the fees BMI will receive for their sub-advisory services. These may include management fees, performance-based fees, or other mutually agreed-upon compensation arrangements. 3. Duration and Termination: The agreement defines the duration of the sub-advisory relationship, from its commencement to termination. It details the conditions under which either party can terminate the agreement, such as breach of contract, bankruptcy, or other circumstances mutually agreed upon. 4. Investment Guidelines and Restrictions: The agreement outlines the investment guidelines and restrictions that BMI must adhere to when managing the client's assets. These guidelines may include specific asset classes, risk tolerance levels, or ethical considerations that align with the client's investment objectives. 5. Reporting and Communication: The agreement requires BMI to provide regular reports and updates to the client regarding the performance and status of the managed assets. It also establishes communication channels and protocols for inquiries, meetings, and the exchange of information between both parties. Different types of Colorado Sub-Advisory Agreements offered by BMI may vary depending on the specific investment strategy, asset class, or client requirements. For example, there could be sub-advisory agreements tailored for equity investments, fixed income investments, alternative investments, or specific industries such as technology, healthcare, or real estate. Overall, the Colorado Sub-Advisory Agreement of Berger and Berman Management, Inc. serves as a comprehensive and legally binding document that governs the professional relationship between BMI and its sub-advisory clients in Colorado. It ensures clear understanding, transparency, and compliance with applicable laws and regulations, fostering a mutually beneficial partnership in the management of investment portfolios.

The Colorado Sub-Advisory Agreement of Berger and Berman Management, Inc. is a legal contract that outlines the terms and conditions of a sub-advisory relationship between Berger and Berman Management, Inc. (BMI) and a firm or entity operating in the state of Colorado. This agreement defines the roles, responsibilities, and obligations of both parties involved in the sub-advisory arrangement. As an investment management company, BMI offers sub-advisory services to clients looking for specialized investment expertise or diversification in their portfolios. The Colorado Sub-Advisory Agreement caters specifically to firms and entities based in Colorado who wish to engage BMI as their sub-advisor. Key provisions in the agreement cover various aspects, including: 1. Sub-advisory Services: The agreement clearly outlines the scope and nature of the sub-advisory services to be provided by BMI. This may include investment advice, asset allocation, portfolio management, risk assessment, and other related services. 2. Compensation and Fees: The agreement specifies the fees BMI will receive for their sub-advisory services. These may include management fees, performance-based fees, or other mutually agreed-upon compensation arrangements. 3. Duration and Termination: The agreement defines the duration of the sub-advisory relationship, from its commencement to termination. It details the conditions under which either party can terminate the agreement, such as breach of contract, bankruptcy, or other circumstances mutually agreed upon. 4. Investment Guidelines and Restrictions: The agreement outlines the investment guidelines and restrictions that BMI must adhere to when managing the client's assets. These guidelines may include specific asset classes, risk tolerance levels, or ethical considerations that align with the client's investment objectives. 5. Reporting and Communication: The agreement requires BMI to provide regular reports and updates to the client regarding the performance and status of the managed assets. It also establishes communication channels and protocols for inquiries, meetings, and the exchange of information between both parties. Different types of Colorado Sub-Advisory Agreements offered by BMI may vary depending on the specific investment strategy, asset class, or client requirements. For example, there could be sub-advisory agreements tailored for equity investments, fixed income investments, alternative investments, or specific industries such as technology, healthcare, or real estate. Overall, the Colorado Sub-Advisory Agreement of Berger and Berman Management, Inc. serves as a comprehensive and legally binding document that governs the professional relationship between BMI and its sub-advisory clients in Colorado. It ensures clear understanding, transparency, and compliance with applicable laws and regulations, fostering a mutually beneficial partnership in the management of investment portfolios.