The Colorado Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. establishes a mutual agreement, outlining the terms and conditions governing the relationship between the two entities. This agreement is vital for establishing a solid foundation for their collaboration in various financial endeavors within the state of Colorado. Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. engage in partnerships relating to investment banking, asset management, and brokerage services. This agreement showcases their commitment to adhering to legal and regulatory requirements while promoting growth and success in the financial industry. Various types of Colorado Dealers Agreements exist between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc., tailored to specific financial endeavors. These agreements may include: 1. Investment Banking Agreement: Establishes the terms and conditions regarding investment banking services provided by Morgan Stanley Dean Witter Advisors, Inc. to Active Assets Premier Money Trust within the state of Colorado. This agreement offers a detailed framework for underwriting securities, mergers and acquisitions, and other investment-related transactions. 2. Asset Management Agreement: Outlines the obligations, responsibilities, and compensation terms between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. in relation to asset management services. This agreement solidifies the partnership in managing investment portfolios, providing investment advice, and implementing investment strategies for clients based in Colorado. 3. Brokerage Agreement: Focuses on the specifics of the brokerage services provided by Morgan Stanley Dean Witter Advisors, Inc. to Active Assets Premier Money Trust within Colorado. This agreement may include details about trade execution, custody services, settlement procedures, and fee structures. 4. Compliance Agreement: Ensures that both parties comply with state and federal laws, regulations, and ethical standards. It establishes guidelines for conducting business activities responsibly, maintaining confidentiality, and abiding by anti-money laundering and know-your-customer protocols in Colorado. Each Colorado Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. reflects the unique nature of their collaboration and serves as a legally binding document to govern their business relationship. By utilizing these agreements, both entities can effectively navigate the financial landscape in Colorado while prioritizing their clients' best interests and regulatory compliance.
Colorado Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc.
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