Connecticut Investment Management Agreement between Fund, Asia Management and NICAM

• Category: Corporations - Public - Investment Companies and Real Estate Investment Trusts (REIT)
• State: Multi-State
• Control #: US-CC-11-121
• Format: Word; Rich Text

Description

This is an Investment Management Agreement, to be used across the United States. An Investment Management Agreement increases the fee to be paid by a mutual fund, to the investment manager. Connecticut Investment Management Agreement between Fund, Asia Management, and CICAM is a legally binding contract that outlines the terms and conditions of investment management services provided by CICAM to the Fund, facilitated by Asia Management as the intermediary. This agreement serves as a framework for the parties involved to clarify their roles, responsibilities, and expectations regarding the management of the Fund's assets. It ensures effective communication, transparency, and compliance with applicable laws and regulations. The agreement typically includes the following key elements: 1. Parties: The agreement identifies the parties involved, namely the Fund, Asia Management, and CICAM. It specifies their legal names, contact details, and roles in the investment management process. 2. Objectives and Strategy: This section describes the overarching investment objectives of the Fund, which may include capital growth, income generation, or a combination of both. It also outlines the investment strategy to be employed, such as asset allocation, risk management, and benchmarks used to measure performance. 3. Scope of Services: The agreement delineates the specific investment management services that CICAM will provide to the Fund. This encompasses portfolio construction, asset selection, research, analysis, execution of transactions, performance monitoring, and reporting. 4. Investment Guidelines: This section establishes the investment guidelines that CICAM must adhere to when managing the Fund's assets. It encompasses restrictions on asset classes, geographical regions, investment tools, concentration limits, and ethical considerations (if any). Compliance with regulatory requirements and risk management practices is also addressed. 5. Compensation and Expenses: The agreement defines the fees, commissions, or other compensation structure for the investment management services rendered by CICAM. It specifies whether compensation is based on a percentage of assets under management, a performance-based fee, or a combination thereof. Additionally, it outlines how expenses, such as trading costs and administrative fees, will be handled and allocated. 6. Reporting and Communication: This section emphasizes the importance of regular reporting and communication between the parties. It specifies the frequency, format, and content of performance reports, financial statements, and other relevant information to be provided by CICAM to the Fund and Asia Management. It also outlines the procedures for resolving any disputes or issues that may arise during the term of the agreement. Different types of Connecticut Investment Management Agreements may exist based on the specific needs and circumstances of the Fund, Asia Management, and CICAM. Variations may include agreements tailored for different asset classes (equities, fixed income, real estate), strategies (value, growth, income-focused), or investment horizons (short-term, long-term). Each type of agreement will have its unique terms and specifications, reflecting the specific objectives and requirements of the parties involved.

Connecticut Investment Management Agreement between Fund, Asia Management, and CICAM is a legally binding contract that outlines the terms and conditions of investment management services provided by CICAM to the Fund, facilitated by Asia Management as the intermediary. This agreement serves as a framework for the parties involved to clarify their roles, responsibilities, and expectations regarding the management of the Fund's assets. It ensures effective communication, transparency, and compliance with applicable laws and regulations. The agreement typically includes the following key elements: 1. Parties: The agreement identifies the parties involved, namely the Fund, Asia Management, and CICAM. It specifies their legal names, contact details, and roles in the investment management process. 2. Objectives and Strategy: This section describes the overarching investment objectives of the Fund, which may include capital growth, income generation, or a combination of both. It also outlines the investment strategy to be employed, such as asset allocation, risk management, and benchmarks used to measure performance. 3. Scope of Services: The agreement delineates the specific investment management services that CICAM will provide to the Fund. This encompasses portfolio construction, asset selection, research, analysis, execution of transactions, performance monitoring, and reporting. 4. Investment Guidelines: This section establishes the investment guidelines that CICAM must adhere to when managing the Fund's assets. It encompasses restrictions on asset classes, geographical regions, investment tools, concentration limits, and ethical considerations (if any). Compliance with regulatory requirements and risk management practices is also addressed. 5. Compensation and Expenses: The agreement defines the fees, commissions, or other compensation structure for the investment management services rendered by CICAM. It specifies whether compensation is based on a percentage of assets under management, a performance-based fee, or a combination thereof. Additionally, it outlines how expenses, such as trading costs and administrative fees, will be handled and allocated. 6. Reporting and Communication: This section emphasizes the importance of regular reporting and communication between the parties. It specifies the frequency, format, and content of performance reports, financial statements, and other relevant information to be provided by CICAM to the Fund and Asia Management. It also outlines the procedures for resolving any disputes or issues that may arise during the term of the agreement. Different types of Connecticut Investment Management Agreements may exist based on the specific needs and circumstances of the Fund, Asia Management, and CICAM. Variations may include agreements tailored for different asset classes (equities, fixed income, real estate), strategies (value, growth, income-focused), or investment horizons (short-term, long-term). Each type of agreement will have its unique terms and specifications, reflecting the specific objectives and requirements of the parties involved.