Connecticut Investment Advisory Agreement between Hamilton Small Cap Growth CRT Fund and The Bank of New York

• Category: Corporations - Public - Advisory
• State: Multi-State
• Control #: US-EG-9077
• Format: Word; Rich Text

Description

Investment Advisory Agreement between Hamilton Small Cap Growth CRT Fund and The Bank of New York dated January 3, 2000. 4 pages Connecticut Investment Advisory Agreement between Hamilton Small Cap Growth CRT Fund and The Bank of New York is a legal document that outlines the terms and conditions governing the investment advisory relationship between the two entities. This agreement is specific to the state of Connecticut and ensures compliance with all applicable laws and regulations. The main purpose of this agreement is to establish the rights and responsibilities of both parties involved in the investment advisory services. It encompasses the scope of services, fee structure, and other crucial details necessary for a smooth partnership. Key provisions typically included in the Connecticut Investment Advisory Agreement are as follows: 1. Parties Involved: Clearly identify Hamilton Small Cap Growth CRT Fund and The Bank of New York as the parties entering into this agreement. 2. Objective and Scope of Services: Outline the specific investment advisory services that The Bank of New York will provide to Hamilton Small Cap Growth CRT Fund. This may include portfolio management, investment research, risk assessment, and other related services. 3. Duration and Termination: Specify the duration of the agreement and the circumstances under which either party can terminate it. This section may also cover any notice periods required for termination. 4. Compensation and Fees: Detail the fee structure for the investment advisory services provided by The Bank of New York. This includes management fees, performance-based fees, and any other charges that may apply. Clearly state how these fees will be calculated and when they will be due. 5. Representations and Warranties: Include the representations and warranties made by both parties regarding their abilities, qualifications, and compliance with all relevant laws and regulations. 6. Confidentiality: Establish the obligations of both parties to maintain the confidentiality of any non-public information exchanged during the course of the advisory relationship. This section may also cover data protection and cybersecurity measures. 7. Governing Law and Dispute Resolution: Specify that the agreement will be governed by the laws of Connecticut and provide details of the dispute resolution process such as mediation or arbitration. Different types of Connecticut Investment Advisory Agreements may exist depending on the specific nature of the engagement between Hamilton Small Cap Growth CRT Fund and The Bank of New York. These agreements may vary in terms of duration, fees, or other customized provisions tailored to the specific needs of the parties involved. It is always important for both parties to carefully review the agreement and seek legal advice if necessary before signing. This ensures mutual understanding and compliance with all relevant state and federal laws, protecting the interests of both Hamilton Small Cap Growth CRT Fund and The Bank of New York.

Connecticut Investment Advisory Agreement between Hamilton Small Cap Growth CRT Fund and The Bank of New York is a legal document that outlines the terms and conditions governing the investment advisory relationship between the two entities. This agreement is specific to the state of Connecticut and ensures compliance with all applicable laws and regulations. The main purpose of this agreement is to establish the rights and responsibilities of both parties involved in the investment advisory services. It encompasses the scope of services, fee structure, and other crucial details necessary for a smooth partnership. Key provisions typically included in the Connecticut Investment Advisory Agreement are as follows: 1. Parties Involved: Clearly identify Hamilton Small Cap Growth CRT Fund and The Bank of New York as the parties entering into this agreement. 2. Objective and Scope of Services: Outline the specific investment advisory services that The Bank of New York will provide to Hamilton Small Cap Growth CRT Fund. This may include portfolio management, investment research, risk assessment, and other related services. 3. Duration and Termination: Specify the duration of the agreement and the circumstances under which either party can terminate it. This section may also cover any notice periods required for termination. 4. Compensation and Fees: Detail the fee structure for the investment advisory services provided by The Bank of New York. This includes management fees, performance-based fees, and any other charges that may apply. Clearly state how these fees will be calculated and when they will be due. 5. Representations and Warranties: Include the representations and warranties made by both parties regarding their abilities, qualifications, and compliance with all relevant laws and regulations. 6. Confidentiality: Establish the obligations of both parties to maintain the confidentiality of any non-public information exchanged during the course of the advisory relationship. This section may also cover data protection and cybersecurity measures. 7. Governing Law and Dispute Resolution: Specify that the agreement will be governed by the laws of Connecticut and provide details of the dispute resolution process such as mediation or arbitration. Different types of Connecticut Investment Advisory Agreements may exist depending on the specific nature of the engagement between Hamilton Small Cap Growth CRT Fund and The Bank of New York. These agreements may vary in terms of duration, fees, or other customized provisions tailored to the specific needs of the parties involved. It is always important for both parties to carefully review the agreement and seek legal advice if necessary before signing. This ensures mutual understanding and compliance with all relevant state and federal laws, protecting the interests of both Hamilton Small Cap Growth CRT Fund and The Bank of New York.