Connecticut Distribution Agreement: Ingenuity Capital Management, LLC vs Daugherty Capital Markets In Connecticut, Ingenuity Capital Management, LLC and Daugherty Capital Markets have entered into a Distribution Agreement aimed at strengthening their collaboration and expanding their presence in the financial services industry. This agreement outlines the terms and conditions under which Ingenuity Capital Management, LLC will distribute its investment products and services through the distribution channels of Daugherty Capital Markets. The Connecticut Distribution Agreement serves as a contractual framework that governs the partnership between Ingenuity Capital Management, LLC and Daugherty Capital Markets, providing a clear understanding of the roles and responsibilities of each party. This collaboration allows Ingenuity Capital Management, LLC to leverage the expansive network and market reach of Daugherty Capital Markets to distribute their investment products to a wider range of clients and investors in Connecticut. Under this agreement, Ingenuity Capital Management, LLC grants Daugherty Capital Markets the right to distribute its investment products and services to individual and institutional investors across Connecticut. This includes mutual funds, separately managed accounts, exchange-traded funds (ETFs), and other investment vehicles managed by Ingenuity Capital Management, LLC. By partnering with Daugherty Capital Markets, Ingenuity Capital Management, LLC gains access to a well-established distribution infrastructure and a team of experienced financial advisors, ensuring wider exposure and enhanced market penetration. The Connecticut Distribution Agreement between Ingenuity Capital Management, LLC and Daugherty Capital Markets encompasses various aspects, including but not limited to: 1. Distribution Channels: The agreement outlines the channels through which Ingenuity Capital Management, LLC's investment products and services will be distributed, such as Daugherty Capital Markets' retail branches, financial advisors, online platforms, and other relevant distribution channels. 2. Marketing and Promotion: Both parties agree to collaborate on marketing and promotional initiatives to increase awareness and attract potential investors. This may involve joint advertising campaigns, promotional events, and digital marketing strategies targeted towards the Connecticut market. 3. Compliance and Regulatory Framework: The agreement ensures that both parties comply with Connecticut state regulations, SEC guidelines, and other relevant financial laws to maintain transparency, protect investor interests, and uphold best practices in the distribution of investment products and services. 4. Reporting and Performance Evaluation: Ingenuity Capital Management, LLC agrees to provide comprehensive reports, including performance updates and operational information, to Daugherty Capital Markets on a regular basis. This allows Daugherty Capital Markets to stay informed about the products they distribute and enables them to provide accurate and up-to-date information to their clients. 5. Fee Structures and Compensation: The agreement includes provisions on the compensation structure for Daugherty Capital Markets, specifying the fees and commissions they will receive for the distribution of Ingenuity Capital Management, LLC's investment products and services. This ensures a fair and mutually beneficial financial arrangement for both parties. It's important to note that while the description above outlines a typical Connecticut Distribution Agreement between Ingenuity Capital Management, LLC and Daugherty Capital Markets, variations of such agreements may exist depending on the specific requirements and goals of the parties involved.
Connecticut Distribution Agreement between Ingenuity Capital Management, LLC and Rafferty Capital Markets
Description
How to fill out Connecticut Distribution Agreement Between Ingenuity Capital Management, LLC And Rafferty Capital Markets?
If you want to total, acquire, or produce legal record themes, use US Legal Forms, the biggest selection of legal types, that can be found on the Internet. Make use of the site`s basic and hassle-free lookup to discover the files you require. A variety of themes for organization and person uses are sorted by categories and suggests, or keywords and phrases. Use US Legal Forms to discover the Connecticut Distribution Agreement between Ingenuity Capital Management, LLC and Rafferty Capital Markets with a few clicks.
Should you be already a US Legal Forms consumer, log in to your bank account and click the Obtain key to obtain the Connecticut Distribution Agreement between Ingenuity Capital Management, LLC and Rafferty Capital Markets. Also you can access types you previously downloaded from the My Forms tab of the bank account.
If you use US Legal Forms the very first time, follow the instructions below:
- Step 1. Make sure you have chosen the form for your right town/nation.
- Step 2. Utilize the Preview option to check out the form`s articles. Don`t overlook to see the information.
- Step 3. Should you be not satisfied with all the type, take advantage of the Lookup field towards the top of the display to find other variations of the legal type web template.
- Step 4. After you have located the form you require, select the Acquire now key. Pick the pricing strategy you choose and put your qualifications to register to have an bank account.
- Step 5. Process the deal. You can utilize your credit card or PayPal bank account to perform the deal.
- Step 6. Select the structure of the legal type and acquire it on your device.
- Step 7. Complete, revise and produce or sign the Connecticut Distribution Agreement between Ingenuity Capital Management, LLC and Rafferty Capital Markets.
Every legal record web template you get is your own permanently. You might have acces to each type you downloaded within your acccount. Select the My Forms section and decide on a type to produce or acquire once again.
Compete and acquire, and produce the Connecticut Distribution Agreement between Ingenuity Capital Management, LLC and Rafferty Capital Markets with US Legal Forms. There are millions of expert and express-specific types you can utilize for the organization or person requires.