The District of Columbia Distribution Agreement between Ingenuity Capital Management, LLC and Daugherty Capital Markets is a legal contract that outlines the terms and conditions for the distribution of financial products and services in the District of Columbia. This agreement pertains to the collaboration between Ingenuity Capital Management, LLC, a renowned financial management firm, and Daugherty Capital Markets, a reputable investment banking and brokerage firm. Key aspects covered in this agreement include the authorization of Daugherty Capital Markets as a distributor of the financial products and services offered by Ingenuity Capital Management, LLC within the District of Columbia. The agreement also outlines the responsibilities and obligations of both parties, ensuring compliance with all relevant laws, regulations, and standards set by regulatory authorities. Specific types of District of Columbia Distribution Agreements between Ingenuity Capital Management, LLC and Daugherty Capital Markets may include: 1. Mutual Fund Distribution Agreement: This type of agreement pertains to the distribution of mutual funds managed by Ingenuity Capital Management, LLC through Daugherty Capital Markets' distribution channel. It establishes the terms and conditions for the sale, marketing, and distribution of these mutual funds to investors within the District of Columbia. 2. Investment Advisory Services Distribution Agreement: This agreement focuses on the distribution of investment advisory services provided by Ingenuity Capital Management, LLC to clients within the District of Columbia. It covers the promotion and distribution of these services by Daugherty Capital Markets, ensuring compliance with relevant legal and regulatory requirements. 3. Managed Accounts Distribution Agreement: This type of agreement concentrates on the distribution of managed accounts offered by Ingenuity Capital Management, LLC through Daugherty Capital Markets. It outlines the terms and conditions under which Daugherty Capital Markets can market and distribute these managed accounts to clients in the District of Columbia, including fee structures, reporting obligations, and client onboarding processes. 4. Private Equity/Private Placement Distribution Agreement: This agreement encompasses the distribution of private equity investments or private placement offerings managed by Ingenuity Capital Management, LLC. It establishes the terms and conditions for Daugherty Capital Markets to market and distribute these investment opportunities to qualified investors within the District of Columbia, ensuring compliance with securities laws and regulations. In summary, the District of Columbia Distribution Agreement between Ingenuity Capital Management, LLC and Daugherty Capital Markets is a comprehensive legal document that outlines the terms, responsibilities, and obligations for the distribution of financial products and services within the District of Columbia. The specific types of agreements may vary based on the nature of the financial products or services being distributed.
District of Columbia Distribution Agreement between Ingenuity Capital Management, LLC and Rafferty Capital Markets
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