District of Columbia Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc.

• Category: Corporations - Public
• State: Multi-State
• Control #: US-EG-9320
• Format: Word; Rich Text

Description

Selected Dealers Agreement between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. regarding the sale of shares dated January, 2000. 3 pages. The District of Columbia Dealers Agreement is a legally binding document that outlines the terms and conditions of the partnership formed between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. It provides a comprehensive framework for their business relationship in the District of Columbia, ensuring compliance with local laws and regulations. This agreement encompasses various aspects critical to their collaboration, including the sales and distribution of financial products and services. The Agreement establishes Active Assets Premier Money Trust as the principal seller and distributor of financial instruments offered by Morgan Stanley Dean Witter Advisors, Inc. The parties involved are committed to adhering to high ethical standards, transparency, and exceptional customer service. They aim to achieve maximum profitability while responsibly serving the financial needs and objectives of clients in the District of Columbia. Key provisions in this Dealers Agreement include: 1. Scope of the Agreement: Clearly defines the parties involved, the geographic region covered (District of Columbia), and the precise products and services covered by the agreement. 2. Distribution Responsibilities: Outlines the responsibilities of Active Assets Premier Money Trust as the distributor and the obligations of Morgan Stanley Dean Witter Advisors, Inc. as the issuer. It covers marketing strategies, sales targets, and reporting requirements. 3. Compliance and Regulatory Matters: Emphasizes the importance of compliance with applicable laws, regulations, and licensing requirements, both at the federal and District of Columbia level. It also ensures that employees of both firms are appropriately licensed and trained. 4. Compensation Arrangements: Details the compensation structure, including commission rates and payment terms between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc., for sales generated through the distribution efforts. 5. Termination and Renewal: Outlines the conditions under which either party can terminate the agreement, including provisions for notice periods and dispute resolution procedures. It also addresses the options for renewal and renegotiation of terms. Different types of District of Columbia Dealers Agreements between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc., may exist based on the specific financial products being distributed. Examples could include agreements focused on mutual funds, insurance products, retirement plans, or other financial instruments. Each agreement encompasses the unique characteristics and regulatory requirements of the specific product or service being offered in the District of Columbia.

The District of Columbia Dealers Agreement is a legally binding document that outlines the terms and conditions of the partnership formed between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc. It provides a comprehensive framework for their business relationship in the District of Columbia, ensuring compliance with local laws and regulations. This agreement encompasses various aspects critical to their collaboration, including the sales and distribution of financial products and services. The Agreement establishes Active Assets Premier Money Trust as the principal seller and distributor of financial instruments offered by Morgan Stanley Dean Witter Advisors, Inc. The parties involved are committed to adhering to high ethical standards, transparency, and exceptional customer service. They aim to achieve maximum profitability while responsibly serving the financial needs and objectives of clients in the District of Columbia. Key provisions in this Dealers Agreement include: 1. Scope of the Agreement: Clearly defines the parties involved, the geographic region covered (District of Columbia), and the precise products and services covered by the agreement. 2. Distribution Responsibilities: Outlines the responsibilities of Active Assets Premier Money Trust as the distributor and the obligations of Morgan Stanley Dean Witter Advisors, Inc. as the issuer. It covers marketing strategies, sales targets, and reporting requirements. 3. Compliance and Regulatory Matters: Emphasizes the importance of compliance with applicable laws, regulations, and licensing requirements, both at the federal and District of Columbia level. It also ensures that employees of both firms are appropriately licensed and trained. 4. Compensation Arrangements: Details the compensation structure, including commission rates and payment terms between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc., for sales generated through the distribution efforts. 5. Termination and Renewal: Outlines the conditions under which either party can terminate the agreement, including provisions for notice periods and dispute resolution procedures. It also addresses the options for renewal and renegotiation of terms. Different types of District of Columbia Dealers Agreements between Active Assets Premier Money Trust and Morgan Stanley Dean Witter Advisors, Inc., may exist based on the specific financial products being distributed. Examples could include agreements focused on mutual funds, insurance products, retirement plans, or other financial instruments. Each agreement encompasses the unique characteristics and regulatory requirements of the specific product or service being offered in the District of Columbia.