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Delaware Uniform Investment Company Notice Filing

Category:
Department of State - Blue Sky - Securities Division
State:
Delaware
Control #:
DE-BS-06
Format:
PDF
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Description

Uniform Investment Company Notice Filing
Delaware Uniform Investment Company Notice Filing is a regulatory filing requirement for investment companies that do business in the state of Delaware. The filing is intended to provide the Delaware Division of Corporations with information regarding the investment company’s activities in the state, as well as any changes to the company’s operations. There are two types of Delaware Uniform Investment Company Notice Filing: the Initial Notice and the General Notice. The Initial Notice must be filed when a new investment company begins operations in Delaware, and must include information about the company’s business activities, its officers and directors, and its registered agent in Delaware. The General Notice must be filed annually, and must provide updated information about the company’s activities, officers, and directors.

Delaware Uniform Investment Company Notice Filing is a regulatory filing requirement for investment companies that do business in the state of Delaware. The filing is intended to provide the Delaware Division of Corporations with information regarding the investment company’s activities in the state, as well as any changes to the company’s operations. There are two types of Delaware Uniform Investment Company Notice Filing: the Initial Notice and the General Notice. The Initial Notice must be filed when a new investment company begins operations in Delaware, and must include information about the company’s business activities, its officers and directors, and its registered agent in Delaware. The General Notice must be filed annually, and must provide updated information about the company’s activities, officers, and directors.

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Uniform Investment Company Notice Filing (Form NF). Instructions to Form NF. Form NF should be used for investment company initial filings, renewals, amendments and sales reports.Uniform Investment Company Notice Filing. Please Read Instructions Prior to Filling Out Form. Form NF Uniform Investment Company Notice Filing. File a notice for each series or portfolio. Form N-F Uniform Investment Company Notice Filing. PDF Download Download Free Print-Only PDF OR Purchase Interactive PDF Version of this Form. Please Read Instructions Prior To Filling Out Form. The issuer should refer to the instructions in completing Form NF and should provide all information appropriate to the purpose of the filing.

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